{"section":{"filename":"s1215.html","chapter":"1200","section_number":"1215","title":"Withdrawal or Dismissal of Appeal","revision_tag":"R-11.2013","bytes":58715,"sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6","subsection_count":4,"max_depth":1,"subsections":[{"number":"1215.01","title":"Withdrawal of Appeal","revision_tag":"R-10.2019","depth":1},{"number":"1215.02","title":"Claims Standing Allowed","revision_tag":"R-08.2012","depth":1},{"number":"1215.03","title":"Partial Withdrawal","revision_tag":"R-11.2013","depth":1},{"number":"1215.04","title":"Dismissal of Appeal","revision_tag":"R-10.2019","depth":1}]},"quality":"structured","cited_authorities":{"file_section":"1215","cases":[],"statutes":[{"key":"us_cfr:37:1.111","slug":"37-cfr-1-111","canonical_citation":"37 CFR 1.111","mentions":10},{"key":"us_cfr:37:41.50","slug":"37-cfr-41-50","canonical_citation":"37 CFR 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1.570","mentions":1},{"key":"us_cfr:37:41.31","slug":"37-cfr-41-31","canonical_citation":"37 CFR 41.31","mentions":1},{"key":"us_cfr:37:41.33","slug":"37-cfr-41-33","canonical_citation":"37 CFR 41.33","mentions":1},{"key":"us_cfr:37:1.197","slug":"37-cfr-1-197","canonical_citation":"37 CFR 1.197","mentions":1},{"key":"us_usc:35:133","slug":"35-usc-133","canonical_citation":"35 U.S.C. 133","mentions":1},{"key":"us_cfr:37:1.182","slug":"37-cfr-1-182","canonical_citation":"37 CFR 1.182","mentions":1},{"key":"us_cfr:37:1.137","slug":"37-cfr-1-137","canonical_citation":"37 CFR 1.137","mentions":1},{"key":"us_cfr:37:41.20","slug":"37-cfr-41-20","canonical_citation":"37 CFR 41.20","mentions":1}],"cross_references":[{"key":"mpep:706","section_number":"706","title":"Rejection of Claims","exists":true,"mentions":1},{"key":"mpep:711","section_number":"711","title":"Abandonment of Patent Application","exists":true,"mentions":1},{"key":"mpep:1002","section_number":"1002","title":"Petitions to the Director of the USPTO","exists":true,"mentions":2},{"key":"mpep:1205","section_number":"1205","title":"Appeal Brief","exists":true,"mentions":2},{"key":"mpep:1207","section_number":"1207","title":"Examiner’s Answer","exists":true,"mentions":3},{"key":"mpep:1208","section_number":"1208","title":"Reply Briefs and Fee for Forwarding Appeal","exists":true,"mentions":1},{"key":"mpep:1214","section_number":"1214","title":"Procedure Following Decision by Board","exists":true,"mentions":3},{"key":"mpep:1302","section_number":"1302","title":"Preparation of an Application for Allowance","exists":true,"mentions":2}],"form_paragraphs":[]},"structured_data":{"nodes":[{"id":"se_cwohwmaw","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_cwohwmaw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e129937","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215","section_number":"1215","chapter":"1200","depth":0,"title":"Withdrawal or Dismissal of Appeal","children_ids":["se_xuboqw4d","se_b42jo2my","se_itbpp2bs","se_bjeh5wfb"],"revision_tag":"R-11.2013"},{"id":"se_xuboqw4d","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_xuboqw4d","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e129941","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_01","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_01","section_number":"1215.01","chapter":"1200","depth":1,"title":"Withdrawal of Appeal","children_ids":["pb_wgnmy6de","pb_kaanrak4","pb_dmcsewsw","pb_fgps47rf","pb_dynpofqq","ls_kqu35d4g","pb_r7fx2ptn","pb_cvu7hext","ls_ea7bntuw","pb_aymzfwbt"],"revision_tag":"R-10.2019","parent_section_id":"se_cwohwmaw"},{"id":"pb_wgnmy6de","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_wgnmy6de","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e129955\">Where, after an appeal has been filed and before decision by the Board, an applicant withdraws the appeal after the period for reply to the final rejection has expired, the application is to be considered abandoned as of the date on which the appeal was withdrawn unless there are allowed claims in the case.</p>","rendered_text_plain":"Where, after an appeal has been filed and before decision by the Board, an applicant withdraws the appeal after the period for reply to the final rejection has expired, the application is to be considered abandoned as of the date on which the appeal was withdrawn unless there are allowed claims in the case.","provenance":{"source_file":"s1215.html","source_anchor":"d0e129955","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"pb_kaanrak4","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_kaanrak4","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e129958\">Where a letter abandoning the application is filed in accordance with <b><a href=\"mpep-9020-appx-r.html#d0e324013\">37 CFR 1.138</a></b>, the effective date of abandonment is the date of recognition of the letter by an appropriate official of the Office or a different date, if so specified in the letter itself. See <b><a href=\"s711.html#d0e81118\">MPEP § 711.01</a></b>.</p>","rendered_text_plain":"Where a letter abandoning the application is filed in accordance with 37 CFR 1.138, the effective date of abandonment is the date of recognition of the letter by an appropriate official of the Office or a different date, if so specified in the letter itself. See MPEP § 711.01.","provenance":{"source_file":"s1215.html","source_anchor":"d0e129958","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"st_qdn27tic","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_qdn27tic","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.138","subsection_path":[],"canonical_citation":"37 CFR 1.138"},{"id":"se_r6hhktes","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_r6hhktes","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-711","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_711","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_711","section_number":"711","chapter":"700","depth":0,"title":"Section 711","children_ids":[]},{"id":"pb_dmcsewsw","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_dmcsewsw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e129967\">If a brief has been filed within the time permitted by <b><a href=\"mpep-9020-appx-r.html#d0e356598\">37 CFR 41.37</a></b> (or any extension thereof) and an answer mailed and appellant withdraws the appeal prior to transfer of jurisdiction to the Board under <b><a href=\"mpep-9020-appx-r.html#d0e356583\">37 CFR 41.35(a)</a></b>, the application is returned to the examiner. If appellant withdraws the appeal after jurisdiction has been transferred to the Board, dismissal of the appeal will be handled by the Board.</p>","rendered_text_plain":"If a brief has been filed within the time permitted by 37 CFR 41.37 (or any extension thereof) and an answer mailed and appellant withdraws the appeal prior to transfer of jurisdiction to the Board under 37 CFR 41.35(a), the application is returned to the examiner. If appellant withdraws the appeal after jurisdiction has been transferred to the Board, dismissal of the appeal will be handled by the Board.","provenance":{"source_file":"s1215.html","source_anchor":"d0e129967","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"st_keqxme4o","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_keqxme4o","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.37","subsection_path":[],"canonical_citation":"37 CFR 41.37"},{"id":"st_72beq6ca","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_72beq6ca","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.35","subsection_path":["a"],"canonical_citation":"37 CFR 41.35(a)"},{"id":"pb_fgps47rf","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_fgps47rf","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e129977\"> Prior to a decision by the Board, if an applicant wishes to withdraw an application from appeal and to reopen prosecution of the application, applicant can file a request for continued examination (RCE) under <b><a href=\"mpep-9020-appx-r.html#d0e322625\">37 CFR 1.114</a></b>, accompanied by a submission (i.e., a reply responsive within the meaning of <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> to the last outstanding Office action) and the RCE fee set forth under <b><a href=\"mpep-9020-appx-r.html#eff_20130320_d0e315324\">37 CFR 1.17(e)</a></b>. Note that the RCE practice under <b><a href=\"mpep-9020-appx-r.html#d0e322625\">37 CFR 1.114</a></b> does not apply to utility or plant patent applications filed before June 8, 1995, design applications, or reexamination proceedings. See <b><a href=\"mpep-9020-appx-r.html#d0e322625\">37 CFR 1.114(d)</a></b> and <b><a href=\"s706.html#d0e68889\">MPEP § 706.07(h)</a></b>, subsection X., for more details. An appeal brief or reply brief (or related papers) is not a submission under <b><a href=\"mpep-9020-appx-r.html#d0e322625\">37 CFR 1.114</a></b>, unless the transmittal letter of the RCE contains a statement that incorporates by reference the arguments in a previously filed appeal brief or reply brief. See <b><a href=\"s706.html#d0e68889\">MPEP § 706.07(h)</a></b>, subsection II. The filing of an RCE will be treated as a withdrawal of the appeal by the applicant, regardless of whether the RCE includes the appropriate fee or a submission. Therefore, when an RCE is filed without the appropriate fee or a submission in an application that has no allowed claims, the application will be considered abandoned. To avoid abandonment, the RCE should be filed in compliance with <b><a href=\"mpep-9020-appx-r.html#d0e322625\">37 CFR 1.114</a></b>. See <b><a href=\"s706.html#d0e68889\">MPEP § 706.07(h)</a></b>, subsections I-II.</p>","rendered_text_plain":"Prior to a decision by the Board, if an applicant wishes to withdraw an application from appeal and to reopen prosecution of the application, applicant can file a request for continued examination (RCE) under 37 CFR 1.114, accompanied by a submission (i.e., a reply responsive within the meaning of 37 CFR 1.111 to the last outstanding Office action) and the RCE fee set forth under 37 CFR 1.17(e). Note that the RCE practice under 37 CFR 1.114 does not apply to utility or plant patent applications filed before June 8, 1995, design applications, or reexamination proceedings. See 37 CFR 1.114(d) and MPEP § 706.07(h), subsection X., for more details. An appeal brief or reply brief (or related papers) is not a submission under 37 CFR 1.114, unless the transmittal letter of the RCE contains a statement that incorporates by reference the arguments in a previously filed appeal brief or reply brief. See MPEP § 706.07(h), subsection II. The filing of an RCE will be treated as a withdrawal of the appeal by the applicant, regardless of whether the RCE includes the appropriate fee or a submission. Therefore, when an RCE is filed without the appropriate fee or a submission in an application that has no allowed claims, the application will be considered abandoned. To avoid abandonment, the RCE should be filed in compliance with 37 CFR 1.114. See MPEP § 706.07(h), subsections I-II.","provenance":{"source_file":"s1215.html","source_anchor":"d0e129977","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"st_brdknkho","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_brdknkho","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.114","subsection_path":[],"canonical_citation":"37 CFR 1.114"},{"id":"st_damh35rg","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_damh35rg","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.111","subsection_path":[],"canonical_citation":"37 CFR 1.111"},{"id":"st_2rprbxhb","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_2rprbxhb","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.17","subsection_path":["e"],"canonical_citation":"37 CFR 1.17(e)"},{"id":"st_3iuepjge","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_3iuepjge","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.114","subsection_path":["d"],"canonical_citation":"37 CFR 1.114(d)"},{"id":"se_m246bith","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_m246bith","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-706","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_706","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_706","section_number":"706","chapter":"700","depth":0,"title":"Section 706","children_ids":[]},{"id":"pb_dynpofqq","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_dynpofqq","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130009\">Once appellant has filed a notice of appeal, appellant also may request that prosecution be reopened for the following situations:</p>","rendered_text_plain":"Once appellant has filed a notice of appeal, appellant also may request that prosecution be reopened for the following situations:","provenance":{"source_file":"s1215.html","source_anchor":"d0e130009","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"li_pprkncsw","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_pprkncsw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130014\" class=\"nobull\">(A) In response to a new ground of rejection made in an examiner’s answer, appellant may file a reply in compliance with <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> that addresses the new ground of rejection within two months from the mailing of the examiner’s answer (see <b><a href=\"s1207.html#d0e125671\">MPEP § 1207.03</a></b>).</li>","rendered_text_plain":"(A) In response to a new ground of rejection made in an examiner’s answer, appellant may file a reply in compliance with 37 CFR 1.111 that addresses the new ground of rejection within two months from the mailing of the examiner’s answer (see MPEP § 1207.03).","provenance":{"source_file":"s1215.html","source_anchor":"d0e130014","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_kqu35d4g"},{"id":"li_vhqg6vba","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_vhqg6vba","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130024\" class=\"nobull\">(B) In response to a substitute examiner’s answer that is written in response to a remand by the Board for further consideration of a rejection under <b><a href=\"mpep-9020-appx-r.html#d0e356980\">37 CFR 41.50(a)</a></b>, appellant may file a reply in compliance with <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> that addresses the rejection in the substitute answer within two months from the mailing of the substitute answer (see <b><a href=\"s1207.html#d0e126522\">MPEP § 1207.05</a></b>).</li>","rendered_text_plain":"(B) In response to a substitute examiner’s answer that is written in response to a remand by the Board for further consideration of a rejection under 37 CFR 41.50(a), appellant may file a reply in compliance with 37 CFR 1.111 that addresses the rejection in the substitute answer within two months from the mailing of the substitute answer (see MPEP § 1207.05).","provenance":{"source_file":"s1215.html","source_anchor":"d0e130024","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_kqu35d4g"},{"id":"ls_kqu35d4g","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_kqu35d4g","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130014","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_style":"alpha_upper","nesting_depth":1,"host_section_id":"se_xuboqw4d","parent_list_item_id":null,"item_ids":["li_pprkncsw","li_vhqg6vba"]},{"id":"se_oenzoqo2","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_oenzoqo2","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1207","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1207","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1207","section_number":"1207","chapter":"1200","depth":0,"title":"Section 1207","children_ids":[]},{"id":"st_ooq6utba","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_ooq6utba","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.50","subsection_path":["a"],"canonical_citation":"37 CFR 41.50(a)"},{"id":"pb_r7fx2ptn","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_r7fx2ptn","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130038\">To avoid the rendering of decisions by the Board in applications which have already been refiled as continuations, applicants should promptly inform the Clerk of the Board in writing as soon as they have positively decided to refile or to abandon an application containing an appeal awaiting a decision. Applicants also should advise the Board when an RCE is filed in an application containing an appeal awaiting decision. Failure to exercise appropriate diligence in this matter may result in the Board refusing an otherwise proper request to vacate its decision.</p>","rendered_text_plain":"To avoid the rendering of decisions by the Board in applications which have already been refiled as continuations, applicants should promptly inform the Clerk of the Board in writing as soon as they have positively decided to refile or to abandon an application containing an appeal awaiting a decision. Applicants also should advise the Board when an RCE is filed in an application containing an appeal awaiting decision. Failure to exercise appropriate diligence in this matter may result in the Board refusing an otherwise proper request to vacate its decision.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130038","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"pb_cvu7hext","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_cvu7hext","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130046\">Upon the withdrawal of an appeal, an application having no allowed claims is abandoned, and a notice of abandonment should be mailed. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. The following examples illustrate the appropriate approach to be taken by the examiner in various situations:</p>","rendered_text_plain":"Upon the withdrawal of an appeal, an application having no allowed claims is abandoned, and a notice of abandonment should be mailed. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. The following examples illustrate the appropriate approach to be taken by the examiner in various situations:","provenance":{"source_file":"s1215.html","source_anchor":"d0e130046","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"li_qot2w7v6","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_qot2w7v6","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130054\" class=\"nobull\">(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.</li>","rendered_text_plain":"(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130054","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_ea7bntuw"},{"id":"li_lofze62c","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_lofze62c","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130058\" class=\"nobull\">(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.</li>","rendered_text_plain":"(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130058","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_ea7bntuw"},{"id":"li_z6i7lyj3","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_z6i7lyj3","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130062\" class=\"nobull\">(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned as there is no remaining time period to redraft claim 2 in independent form.</li>","rendered_text_plain":"(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned as there is no remaining time period to redraft claim 2 in independent form.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130062","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_ea7bntuw"},{"id":"li_t4bp57xv","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_t4bp57xv","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130066\" class=\"nobull\">(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. The examiner should cancel claims 1 and 2 and issue the application or <i>ex parte</i> reexamination certificate with claim 3 only.</li>","rendered_text_plain":"(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. The examiner should cancel claims 1 and 2 and issue the application or ex parte reexamination certificate with claim 3 only.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130066","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(D)","enumerator_ordinal":3,"parent_list_id":"ls_ea7bntuw"},{"id":"ls_ea7bntuw","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_ea7bntuw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130054","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_style":"alpha_upper","nesting_depth":1,"host_section_id":"se_xuboqw4d","parent_list_item_id":null,"item_ids":["li_qot2w7v6","li_lofze62c","li_z6i7lyj3","li_t4bp57xv"]},{"id":"pb_aymzfwbt","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_aymzfwbt","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130070\">In an <i>ex parte</i> reexamination proceeding, an <i>ex parte</i> reexamination certificate should be issued under <b><a href=\"mpep-9020-appx-r.html#d0e330878\">37 CFR 1.570</a></b>.</p>","rendered_text_plain":"In an ex parte reexamination proceeding, an ex parte reexamination certificate should be issued under 37 CFR 1.570.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130070","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_xuboqw4d"},{"id":"st_whiwqyd2","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_whiwqyd2","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.570","subsection_path":[],"canonical_citation":"37 CFR 1.570"},{"id":"se_b42jo2my","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_b42jo2my","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130082","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_02","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_02","section_number":"1215.02","chapter":"1200","depth":1,"title":"Claims Standing Allowed","children_ids":["pb_tly5xyum"],"revision_tag":"R-08.2012","parent_section_id":"se_cwohwmaw"},{"id":"pb_tly5xyum","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_tly5xyum","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130086\">If an application contains allowed claims, as well as claims on appeal, the withdrawal of the appeal does not operate as an abandonment of the application, but is considered a withdrawal of the appeal as to those claims and authority to the examiner to cancel the same. An amendment canceling the appealed claims is equivalent to a withdrawal of the appeal.</p>","rendered_text_plain":"If an application contains allowed claims, as well as claims on appeal, the withdrawal of the appeal does not operate as an abandonment of the application, but is considered a withdrawal of the appeal as to those claims and authority to the examiner to cancel the same. An amendment canceling the appealed claims is equivalent to a withdrawal of the appeal.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130086","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_b42jo2my"},{"id":"se_itbpp2bs","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_itbpp2bs","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130089","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_03","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_03","section_number":"1215.03","chapter":"1200","depth":1,"title":"Partial Withdrawal","children_ids":["pb_xp3b7sks","pb_2bqdxkjp","pb_34e3e7hj"],"revision_tag":"R-11.2013","parent_section_id":"se_cwohwmaw"},{"id":"pb_xp3b7sks","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_xp3b7sks","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130093\">If an appellant wishes to remove claims from consideration on appeal, the appellant must submit an amendment to cancel the claims from the application. See <b><a href=\"mpep-9020-appx-r.html#d0e356473\">37 CFR 41.31(c)</a></b> and <b><a href=\"mpep-9020-appx-r.html#d0e356490\">41.33</a></b>. An appellant may, of course, choose not to present arguments or rely upon particular evidence as to certain claim rejections; however, such arguments and evidence are waived for purposes of the appeal and the Board may summarily sustain any grounds of rejections not argued. See <b><a href=\"s1205.html#d0e123366\">MPEP §§ 1205.02</a></b> and <b><a href=\"s1214.html#d0e129338\">1214.05</a></b>.</p>","rendered_text_plain":"If an appellant wishes to remove claims from consideration on appeal, the appellant must submit an amendment to cancel the claims from the application. See 37 CFR 41.31(c) and 41.33. An appellant may, of course, choose not to present arguments or rely upon particular evidence as to certain claim rejections; however, such arguments and evidence are waived for purposes of the appeal and the Board may summarily sustain any grounds of rejections not argued. See MPEP §§ 1205.02 and 1214.05.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130093","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_itbpp2bs"},{"id":"st_ozw2xz6f","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_ozw2xz6f","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.31","subsection_path":["c"],"canonical_citation":"37 CFR 41.31(c)"},{"id":"st_lnqfcq6z","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_lnqfcq6z","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.33","subsection_path":[],"canonical_citation":"37 CFR 41.33"},{"id":"se_cukx4m5c","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_cukx4m5c","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1205","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1205","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1205","section_number":"1205","chapter":"1200","depth":0,"title":"Section 1205","children_ids":[]},{"id":"se_7gmlmbtn","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_7gmlmbtn","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1214","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1214","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1214","section_number":"1214","chapter":"1200","depth":0,"title":"Section 1214","children_ids":[]},{"id":"pb_2bqdxkjp","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_2bqdxkjp","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130135\">If appellant fails to respond to a new ground of rejection made in an examiner’s answer by either filing a reply brief or a reply under <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> within 2 months from the mailing of the examiner’s answer, the appeal will be <i>sua sponte </i>dismissed by the Board as to the claims subject to the new ground of rejection. </p>","rendered_text_plain":"If appellant fails to respond to a new ground of rejection made in an examiner’s answer by either filing a reply brief or a reply under 37 CFR 1.111 within 2 months from the mailing of the examiner’s answer, the appeal will be sua sponte dismissed by the Board as to the claims subject to the new ground of rejection.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130135","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_itbpp2bs"},{"id":"pb_34e3e7hj","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_34e3e7hj","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130215\">Similarly, if appellant fails to respond to a substitute examiner’s answer that is written in response to a remand by the Board for further consideration of a rejection under <b><a href=\"mpep-9020-appx-r.html#d0e356980\">37 CFR 41.50(a)</a></b> by either filing a reply brief or a reply under <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> within 2 months from the mailing of the substitute examiner's answer, the appeal will <i>sua sponte</i> dismissed by the Board as to the claims subject to the rejection for which the Board has remanded the proceeding. Such substitute examiner’s answer may also include a new ground of rejection. </p>","rendered_text_plain":"Similarly, if appellant fails to respond to a substitute examiner’s answer that is written in response to a remand by the Board for further consideration of a rejection under 37 CFR 41.50(a) by either filing a reply brief or a reply under 37 CFR 1.111 within 2 months from the mailing of the substitute examiner's answer, the appeal will sua sponte dismissed by the Board as to the claims subject to the rejection for which the Board has remanded the proceeding. Such substitute examiner’s answer may also include a new ground of rejection.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130215","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_itbpp2bs"},{"id":"se_bjeh5wfb","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_bjeh5wfb","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_04","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1215_04","section_number":"1215.04","chapter":"1200","depth":1,"title":"Dismissal of Appeal","children_ids":["pb_yzu26m2v","pb_vkitbhta","pb_osghza5w","pb_6ex37uth","ls_2zsqw333","pb_xec23x6l","fp_bd5rpjaa","pb_m6pvbuxz","pb_3lmqm5mo","pb_kuula5qr","pb_5y7hlyey","pb_swmyn5jd","pb_uwphfqpi","ls_vpaa57jx","pb_w3y5hn5b","pb_7giurlvm","pb_t62qisl6","fp_4bvtej7v","pb_xfi3aefv","pb_tm2gl37m","fp_a6dy4zcd"],"revision_tag":"R-10.2019","parent_section_id":"se_cwohwmaw"},{"id":"pb_yzu26m2v","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_yzu26m2v","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<b id=\"\">I.</b><b id=\"\"> DISMISSAL BECAUSE NO BRIEF WAS FILED</b>","rendered_text_plain":"I. DISMISSAL BECAUSE NO BRIEF WAS FILED","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300/b.0","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"informal_heading","host_section_id":"se_bjeh5wfb","heading_level":2,"heading_text":"I. DISMISSAL BECAUSE NO BRIEF WAS FILED"},{"id":"pb_vkitbhta","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_vkitbhta","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130304\">If no brief is filed within the time prescribed by <b><a href=\"mpep-9020-appx-r.html#d0e356598\">37 CFR 41.37</a></b>, the appeal stands dismissed by operation of the rule. Unless appellant specifically withdraws the appeal as to rejected claims, the appeal should not be dismissed until the extended period (5 months of extension are available under <b><a href=\"mpep-9020-appx-r.html#d0e323655\">37 CFR 1.136(a)</a></b>) to file the brief has expired.</p>","rendered_text_plain":"If no brief is filed within the time prescribed by 37 CFR 41.37, the appeal stands dismissed by operation of the rule. Unless appellant specifically withdraws the appeal as to rejected claims, the appeal should not be dismissed until the extended period (5 months of extension are available under 37 CFR 1.136(a)) to file the brief has expired.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130304","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"st_l2lc7ctc","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_l2lc7ctc","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.136","subsection_path":["a"],"canonical_citation":"37 CFR 1.136(a)"},{"id":"pb_osghza5w","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_osghza5w","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130315\">Applications having no allowed claims will be abandoned. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. However, as provided in <b><a href=\"s1214.html#d0e129748\">MPEP § 1214.07</a></b>, if an amendment has been filed which obviously places an application in condition for allowance, regardless of whether the amendment is filed with an RCE, the primary examiner may recommend that the amendment be entered. Note also <b><a href=\"s1002.html#d0e117473\">MPEP § 1002.02(d)</a></b>, which requires the concurrence of the supervisory patent examiner. </p>","rendered_text_plain":"Applications having no allowed claims will be abandoned. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. However, as provided in MPEP § 1214.07, if an amendment has been filed which obviously places an application in condition for allowance, regardless of whether the amendment is filed with an RCE, the primary examiner may recommend that the amendment be entered. Note also MPEP § 1002.02(d), which requires the concurrence of the supervisory patent examiner.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130315","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"se_mhiy2phm","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_mhiy2phm","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1002","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1002","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1002","section_number":"1002","chapter":"1000","depth":0,"title":"Section 1002","children_ids":[]},{"id":"pb_6ex37uth","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_6ex37uth","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_298e7_1b53e_152\">The following examples illustrate the appropriate approach to be taken by the examiner in various situations:</p>","rendered_text_plain":"The following examples illustrate the appropriate approach to be taken by the examiner in various situations:","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_298e7_1b53e_152","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"li_z6j3ripk","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_z6j3ripk","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130319\" class=\"nobull\">(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.</li>","rendered_text_plain":"(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130319","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_2zsqw333"},{"id":"li_yu63jjp3","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_yu63jjp3","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130323\" class=\"nobull\">(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.</li>","rendered_text_plain":"(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130323","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_2zsqw333"},{"id":"li_fmmabxtd","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_fmmabxtd","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130327\" class=\"nobull\">(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned.</li>","rendered_text_plain":"(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130327","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_2zsqw333"},{"id":"li_tm55xswm","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_tm55xswm","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"d0e130331\" class=\"nobull\">(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. If no amendment rewriting claim 2 in independent form has been filed, the examiner should cancel claims 1 and 2 and issue the application.</li>","rendered_text_plain":"(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. If no amendment rewriting claim 2 in independent form has been filed, the examiner should cancel claims 1 and 2 and issue the application.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130331","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(D)","enumerator_ordinal":3,"parent_list_id":"ls_2zsqw333"},{"id":"ls_2zsqw333","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_2zsqw333","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"d0e130319","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_style":"alpha_upper","nesting_depth":1,"host_section_id":"se_bjeh5wfb","parent_list_item_id":null,"item_ids":["li_z6j3ripk","li_yu63jjp3","li_fmmabxtd","li_tm55xswm"]},{"id":"pb_xec23x6l","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_xec23x6l","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130335\">If formal matters remain to be attended to, the examiner should take appropriate action on such matters. For example (1) the examiner may handle the formal matters by examiner’s amendment (see <b><a href=\"s1302.html#d0e131704\">MPEP § 1302.04</a></b>) or (2) the examiner may use form paragraph <b><a href=\"#fp12.209\">12.209</a></b> to describe the formal matters that applicant is required to correct and set a shortened period for reply. Note that further prosecution on the application or reexamination proceeding is closed except as to such formal matters.</p>","rendered_text_plain":"If formal matters remain to be attended to, the examiner should take appropriate action on such matters. For example (1) the examiner may handle the formal matters by examiner’s amendment (see MPEP § 1302.04) or (2) the examiner may use form paragraph 12.209 to describe the formal matters that applicant is required to correct and set a shortened period for reply. Note that further prosecution on the application or reexamination proceeding is closed except as to such formal matters.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130335","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"se_eicr43bc","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_eicr43bc","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1302","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1302","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1302","section_number":"1302","chapter":"1300","depth":0,"title":"Section 1302","children_ids":[]},{"id":"fp_bd5rpjaa","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_bd5rpjaa","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"fp12.209","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_12_209","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_12_209","form_paragraph_number":"12.209","title":"Appeal Dismissed - Allowed Claims, Formal Matters Remaining","body_html":"<p id=\"fp-pt-d523e9\"> In view of applicant’s failure to file a brief within the time prescribed by <b><a href=\"mpep-9020-appx-r.html#d0e356600\">37 CFR 41.37(a)</a></b>, the appeal stands dismissed and the proceedings as to the rejected claims are considered terminated. See <b><a href=\"mpep-9020-appx-r.html#d0e325127\">37 CFR 1.197(b)</a></b>.</p><p id=\"fp-pt-d523e18\">This application will be passed to issue on allowed claim <b id=\"\">[1]</b> provided the following formal matters are corrected. Prosecution is otherwise closed.</p><p id=\"fp-pt-d523e24\"><b id=\"\">[2]</b></p><p id=\"fp-pt-d523e31\">Applicant is required to make the necessary corrections within a shortened statutory period set to expire <b id=\"\">TWO (2) MONTHS</b> from the mailing date of this letter to avoid ABANDONMENT of the application. Extensions of time may be granted under <b><a href=\"mpep-9020-appx-r.html#d0e323655\">37 CFR 1.136</a></b> but in no case can any extension carry the date for reply to this letter beyond the maximum period of SIX MONTHS set by statute (<b><a href=\"mpep-9015-appx-l.html#d0e303207aia\">35 U.S.C. 133</a></b>). </p>","placeholders":[{"index":1,"position_in_text":273,"inferred_slot_type":null},{"index":2,"position_in_text":362,"inferred_slot_type":null}],"appears_in_section_ids":["se_bjeh5wfb"]},{"id":"st_rer57huy","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_rer57huy","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.37","subsection_path":["a"],"canonical_citation":"37 CFR 41.37(a)"},{"id":"st_rswsvyky","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_rswsvyky","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.197","subsection_path":["b"],"canonical_citation":"37 CFR 1.197(b)"},{"id":"st_efjxieba","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_efjxieba","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.136","subsection_path":[],"canonical_citation":"37 CFR 1.136"},{"id":"st_hshm4p6d","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_hshm4p6d","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"133","subsection_path":[],"canonical_citation":"35 U.S.C. 133"},{"id":"pb_m6pvbuxz","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_m6pvbuxz","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<b id=\"\">II.</b><b id=\"\"> DISMISSAL BECAUSE BRIEF WAS HELD NON-COMPLIANT</b>","rendered_text_plain":"II. DISMISSAL BECAUSE BRIEF WAS HELD NON-COMPLIANT","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300/b.2","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"informal_heading","host_section_id":"se_bjeh5wfb","heading_level":2,"heading_text":"II. DISMISSAL BECAUSE BRIEF WAS HELD NON-COMPLIANT"},{"id":"pb_3lmqm5mo","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_3lmqm5mo","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"d0e130414\">An appeal will also be dismissed if an applicant fails to timely and fully reply to a notice of noncompliance with <b><a href=\"mpep-9020-appx-r.html#d0e356598\">37 CFR 41.37(d)</a></b>. See <b><a href=\"s1205.html#d0e123723\">MPEP § 1205.03</a></b> and <b><a href=\"mpep-9020-appx-r.html#d0e356598\">37 CFR 41.37(d)</a></b>. As in examples (B) - (C) above, if no allowed claims remain in an application, the application is abandoned as of the date the reply to the notice was due. The applicant may petition to revive the application as in other cases of abandonment, and to reinstate the appeal. If the appeal is dismissed, but allowed claims remain in the application, as in examples (A) and (D) above, the application is not abandoned; to reinstate the claims cancelled by the examiner because of the dismissal, the applicant must petition under <b><a href=\"mpep-9020-appx-r.html#d0e324988\">37 CFR 1.182</a></b> to reinstate the claims and the appeal, but a showing equivalent to a petition to revive under <b><a href=\"mpep-9020-appx-r.html#d0e323800\">37 CFR 1.137</a></b> is required. In either event, a proper reply to the notice of noncompliance must be filed before the petition will be considered on its merits.</p>","rendered_text_plain":"An appeal will also be dismissed if an applicant fails to timely and fully reply to a notice of noncompliance with 37 CFR 41.37(d). See MPEP § 1205.03 and 37 CFR 41.37(d). As in examples (B) - (C) above, if no allowed claims remain in an application, the application is abandoned as of the date the reply to the notice was due. The applicant may petition to revive the application as in other cases of abandonment, and to reinstate the appeal. If the appeal is dismissed, but allowed claims remain in the application, as in examples (A) and (D) above, the application is not abandoned; to reinstate the claims cancelled by the examiner because of the dismissal, the applicant must petition under 37 CFR 1.182 to reinstate the claims and the appeal, but a showing equivalent to a petition to revive under 37 CFR 1.137 is required. In either event, a proper reply to the notice of noncompliance must be filed before the petition will be considered on its merits.","provenance":{"source_file":"s1215.html","source_anchor":"d0e130414","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"st_nuwnrxvu","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_nuwnrxvu","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.37","subsection_path":["d"],"canonical_citation":"37 CFR 41.37(d)"},{"id":"st_hjrelgwn","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_hjrelgwn","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.182","subsection_path":[],"canonical_citation":"37 CFR 1.182"},{"id":"st_j5hpd5wk","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_j5hpd5wk","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.137","subsection_path":[],"canonical_citation":"37 CFR 1.137"},{"id":"pb_kuula5qr","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_kuula5qr","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<b id=\"\">III.</b><b id=\"\"> DISMISSAL BECAUSE APPEAL FORWARDING FEE WAS NOT PAID</b>","rendered_text_plain":"III. DISMISSAL BECAUSE APPEAL FORWARDING FEE WAS NOT PAID","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300/b.4","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"informal_heading","host_section_id":"se_bjeh5wfb","heading_level":2,"heading_text":"III. DISMISSAL BECAUSE APPEAL FORWARDING FEE WAS NOT PAID"},{"id":"pb_5y7hlyey","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_5y7hlyey","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_298e7_1bc45_e0\">As provided in <b><a href=\"mpep-9020-appx-r.html#ar_d1fcab_2a3d0_3e0\">37 CFR 41.45(b)</a></b> and <b><a href=\"s1208.html#ch1200_d1fc9d_14983_157\">MPEP § 1208.01</a></b>, if the appeal forwarding fee set forth in <b><a href=\"mpep-9020-appx-r.html#ar_d1fcab_27cc2_1bc\">37 CFR 41.20(b)(4)</a></b> is not paid within the period set forth in <b><a href=\"mpep-9020-appx-r.html#ar_d1fcab_2a303_2e2\">37 CFR 41.45(a)</a></b>, the appeal will stand dismissed. </p>","rendered_text_plain":"As provided in 37 CFR 41.45(b) and MPEP § 1208.01, if the appeal forwarding fee set forth in 37 CFR 41.20(b)(4) is not paid within the period set forth in 37 CFR 41.45(a), the appeal will stand dismissed.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_298e7_1bc45_e0","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"st_2w2c2ycw","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_2w2c2ycw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.45","subsection_path":["b"],"canonical_citation":"37 CFR 41.45(b)"},{"id":"se_aqqsskvn","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_aqqsskvn","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"stub-1208","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1208","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1208","section_number":"1208","chapter":"1200","depth":0,"title":"Section 1208","children_ids":[]},{"id":"st_r5kfg52c","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_r5kfg52c","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.20","subsection_path":["b","4"],"canonical_citation":"37 CFR 41.20(b)(4)"},{"id":"st_nlmgm4in","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_nlmgm4in","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.45","subsection_path":["a"],"canonical_citation":"37 CFR 41.45(a)"},{"id":"pb_swmyn5jd","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_swmyn5jd","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_2e6a8_250c0_384\">Applications having no allowed claims will be abandoned. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. However, as provided in <b><a href=\"s1214.html#d0e129748\">MPEP § 1214.07</a></b>, if an amendment has been filed which obviously places an application in condition for allowance, regardless of whether the amendment is filed with an RCE, the primary examiner may recommend that the amendment be entered. Note also <b><a href=\"s1002.html#d0e117473\">MPEP § 1002.02(d)</a></b>, which requires the concurrence of the supervisory patent examiner. </p>","rendered_text_plain":"Applications having no allowed claims will be abandoned. Claims which are allowable except for their dependency from rejected claims will be treated as if they were rejected. However, as provided in MPEP § 1214.07, if an amendment has been filed which obviously places an application in condition for allowance, regardless of whether the amendment is filed with an RCE, the primary examiner may recommend that the amendment be entered. Note also MPEP § 1002.02(d), which requires the concurrence of the supervisory patent examiner.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c0_384","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"pb_uwphfqpi","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_uwphfqpi","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_2e6a8_250c5_34a\">The following examples illustrate the appropriate approach to be taken by the examiner in various situations:</p>","rendered_text_plain":"The following examples illustrate the appropriate approach to be taken by the examiner in various situations:","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"li_erosvpog","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_erosvpog","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"\" class=\"nobull\">(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.</li>","rendered_text_plain":"(A) Claim 1 is allowed; claims 2 and 3 are rejected. The examiner should cancel claims 2 and 3 and issue the application with claim 1 only.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a/ul.0/li.0","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_vpaa57jx"},{"id":"li_hzjzt675","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_hzjzt675","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"\" class=\"nobull\">(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.</li>","rendered_text_plain":"(B) Claims 1 - 3 are rejected. The examiner should hold the application abandoned.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a/ul.0/li.1","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_vpaa57jx"},{"id":"li_ecfmhhu4","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_ecfmhhu4","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"\" class=\"nobull\">(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned.</li>","rendered_text_plain":"(C) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1. The examiner should hold the application abandoned.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a/ul.0/li.2","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_vpaa57jx"},{"id":"li_2nhmgkaw","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_2nhmgkaw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<li id=\"\" class=\"nobull\">(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. If no amendment rewriting claim 2 in independent form has been filed, the examiner should cancel claims 1 and 2 and issue the application.</li>","rendered_text_plain":"(D) Claim 1 is rejected and claim 2 is objected to as being allowable except for its dependency from claim 1; independent claim 3 is allowed. If no amendment rewriting claim 2 in independent form has been filed, the examiner should cancel claims 1 and 2 and issue the application.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a/ul.0/li.3","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_label":"(D)","enumerator_ordinal":3,"parent_list_id":"ls_vpaa57jx"},{"id":"ls_vpaa57jx","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_vpaa57jx","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_250c5_34a/ul.0","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"enumerator_style":"alpha_upper","nesting_depth":1,"host_section_id":"se_bjeh5wfb","parent_list_item_id":null,"item_ids":["li_erosvpog","li_hzjzt675","li_ecfmhhu4","li_2nhmgkaw"]},{"id":"pb_w3y5hn5b","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_w3y5hn5b","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_2e6a8_2510a_bc\">If formal matters remain to be attended to, the examiner should take appropriate action on such matters. For example (1) the examiner may handle the formal matters by examiner’s amendment (see <b><a href=\"s1302.html#d0e131704\">MPEP § 1302.04</a></b>) or (2) the examiner may use form paragraph <b><a href=\"#fp12.209\">12.209</a></b> to describe the formal matters that applicant is required to correct and set a shortened period for reply. Note that further prosecution on the application or reexamination proceeding is closed except as to such formal matters.</p>","rendered_text_plain":"If formal matters remain to be attended to, the examiner should take appropriate action on such matters. For example (1) the examiner may handle the formal matters by examiner’s amendment (see MPEP § 1302.04) or (2) the examiner may use form paragraph 12.209 to describe the formal matters that applicant is required to correct and set a shortened period for reply. Note that further prosecution on the application or reexamination proceeding is closed except as to such formal matters.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_2e6a8_2510a_bc","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"pb_7giurlvm","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_7giurlvm","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<b id=\"\">IV.</b><b id=\"\"> DISMISSAL AS TO CLAIMS SUBJECTED TO NEW GROUNDS OF REJECTION IN EXAMINER'S ANSWER</b>","rendered_text_plain":"IV. DISMISSAL AS TO CLAIMS SUBJECTED TO NEW GROUNDS OF REJECTION IN EXAMINER'S ANSWER","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300/b.6","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"informal_heading","host_section_id":"se_bjeh5wfb","heading_level":2,"heading_text":"IV. DISMISSAL AS TO CLAIMS SUBJECTED TO NEW GROUNDS OF REJECTION IN EXAMINER'S ANSWER"},{"id":"pb_t62qisl6","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_t62qisl6","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_298e7_1bc9f_1a\">As provided in <b><a href=\"s1207.html#d0e125671\">MPEP § 1207.03</a></b>, with TC Director approval, <b><a href=\"mpep-9020-appx-r.html#d0e356760\">37 CFR 41.39(a)(2)</a></b> permits the entry of new grounds of rejection in an examiner’s answer. If the appellant does not timely respond to the examiner’s answer, form paragraph <b><a href=\"#fp12.279.02\">12.279.02</a></b> may be used to dismiss the appeal as to the claims subject to the new grounds of rejection.</p>","rendered_text_plain":"As provided in MPEP § 1207.03, with TC Director approval, 37 CFR 41.39(a)(2) permits the entry of new grounds of rejection in an examiner’s answer. If the appellant does not timely respond to the examiner’s answer, form paragraph 12.279.02 may be used to dismiss the appeal as to the claims subject to the new grounds of rejection.","provenance":{"source_file":"s1215.html","source_anchor":"ch1200_p_298e7_1bc9f_1a","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"narrative","host_section_id":"se_bjeh5wfb"},{"id":"st_p5su3ph2","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_p5su3ph2","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.39","subsection_path":["a","2"],"canonical_citation":"37 CFR 41.39(a)(2)"},{"id":"fp_4bvtej7v","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_4bvtej7v","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"fp12.279.02","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_12_279_02","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_12_279_02","form_paragraph_number":"12.279.02","title":"Dismissal Following New Ground(s) of Rejection in Examiner’s Answer","body_html":"<p id=\"fp-pt-d537e9\">Appellant failed to timely respond to the examiner’s answer mailed on <b id=\"\">[1]</b> that included a new ground of rejection. Under <b><a href=\"mpep-9020-appx-r.html#d0e356764\">37 CFR 41.39(b)</a></b> , if an examiner’s answer contains a rejection designated as a new ground of rejection, appellant must, within two months from the date of the examiner’s answer, file either: (1) a request that prosecution be reopened by filing a reply under <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b>; or (2) a request that the appeal be maintained by filing a reply brief under <b><a href=\"mpep-9020-appx-r.html#d0e356832\">37 CFR 41.41</a></b>, addressing each new ground of rejection, to avoid sua sponte dismissal of the appeal as to the claims subject to the new ground of rejection. In view of appellant’s failure to file a reply under <b><a href=\"mpep-9020-appx-r.html#d0e322449\">37 CFR 1.111</a></b> or a reply brief within the time period required by <b><a href=\"mpep-9020-appx-r.html#d0e356741\">37 CFR 41.39</a></b>, <b id=\"\">the appeal as to claims [2] is dismissed, and these claims are canceled</b>.</p><p id=\"fp-pt-d537e37\">Only claims <b id=\"\">[3]</b> remain in the application. The appeal continues as to these remaining claims. The application will be forwarded to the Board after mailing of this communication.</p>","placeholders":[{"index":1,"position_in_text":70,"inferred_slot_type":"date"},{"index":2,"position_in_text":782,"inferred_slot_type":null},{"index":3,"position_in_text":842,"inferred_slot_type":null}],"appears_in_section_ids":["se_bjeh5wfb"]},{"id":"st_tbhaoxnu","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_tbhaoxnu","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.39","subsection_path":["b"],"canonical_citation":"37 CFR 41.39(b)"},{"id":"st_lltxcix4","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_lltxcix4","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.41","subsection_path":[],"canonical_citation":"37 CFR 41.41"},{"id":"st_55gauwn6","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_55gauwn6","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s1215.html","source_anchor":"","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"41.39","subsection_path":[],"canonical_citation":"37 CFR 41.39"},{"id":"pb_xfi3aefv","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_xfi3aefv","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<b id=\"\">V.</b><b id=\"\"> DISMISSAL FOLLOWING REMAND FROM THE BOARD</b>","rendered_text_plain":"V. DISMISSAL FOLLOWING REMAND FROM THE BOARD","provenance":{"source_file":"s1215.html","source_anchor":"d0e130300/b.8","source_sha256":"fb97cd480cb494f2996f7f89299b77fd042d1d62a12a2fff69e81105b5ea63d6"},"kind":"informal_heading","host_section_id":"se_bjeh5wfb","heading_level":2,"heading_text":"V. DISMISSAL FOLLOWING REMAND FROM THE BOARD"},{"id":"pb_tm2gl37m","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_tm2gl37m","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"<p id=\"ch1200_p_298e7_1bd0b_339\">An appeal may be dismissed if an appellant fails to timely and fully reply to a substitute examiner’s answer which was written in response to a remand by the Board for further consideration of a rejection under <b><a href=\"mpep-9020-appx-r.html#d0e356989\">37 CFR 41.50(a)(1)</a></b> . 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