{"section":{"filename":"s2152.html","chapter":"2100","section_number":"2152","title":"Detailed Discussion of AIA 35 U.S.C. 102(a) and (b)","revision_tag":"R-11.2013","bytes":206613,"sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765","subsection_count":13,"max_depth":2,"subsections":[{"number":"2152.01","title":"Effective Filing Date of the Claimed Invention","revision_tag":"R-07.2022","depth":1},{"number":"2152.02","title":"Prior Art Under AIA 35 U.S.C. 102(a)(1) (Patented, Described in a Printed Publication, or in Public Use, on Sale, or Otherwise Available to the Public)","revision_tag":"R-08.2017","depth":1},{"number":"2152.02(a)","title":"Patented","revision_tag":"R-11.2013","depth":2},{"number":"2152.02(b)","title":"Described in a Printed Publication","revision_tag":"R-11.2013","depth":2},{"number":"2152.02(c)","title":"In Public Use","revision_tag":"R-07.2022","depth":2},{"number":"2152.02(d)","title":"On Sale","revision_tag":"R-07.2022","depth":2},{"number":"2152.02(e)","title":"Otherwise Available to the Public","revision_tag":"R-10.2019","depth":2},{"number":"2152.02(f)","title":"No Requirement of “By Others”","revision_tag":"R-11.2013","depth":2},{"number":"2152.03","title":"Admissions","revision_tag":"R-11.2013","depth":1},{"number":"2152.04","title":"The Meaning of “Disclosure”","revision_tag":"R-11.2013","depth":1},{"number":"2152.05","title":"Determining Whether To Apply 35 U.S.C. 102(a)(1) or 102(a)(2)","revision_tag":"R-01.2024","depth":1},{"number":"2152.06","title":"Overcoming a 35 U.S.C. 102(a)(1) or 102(a)(2) Rejection","revision_tag":"R-07.2022","depth":1},{"number":"2152.07","title":"Form Paragraphs for Use in Rejections Under AIA 35 U.S.C. 102","revision_tag":"R-07.2022","depth":1}]},"quality":"structured","cited_authorities":{"file_section":"2152","cases":[{"key":"case:560f.3d1331","slug":"in-re-gleave","short_name":"In re Gleave","canonical_citation":"In re Gleave, 560 F.3d 1331, 90 USPQ2d 1235 (Fed. Cir. 2009)","decision_year":2009,"court":"Fed. Cir.","holding_summary":"Anticipation requires that each and every element of the claimed invention be disclosed explicitly or inherently, arranged or combined as in the claim, and that a skilled artisan be enabled to make the invention without undue experimentation.","holding_confidence":"high","mentions":3,"propositions":[]},{"key":"case:148f.3d1368","slug":"woodland-trust-v-flowertree-nursery-inc","short_name":"Woodland Trust v. Flowertree Nursery, Inc.","canonical_citation":"Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 47 USPQ2d 1363 (Fed. Cir. 1998)","decision_year":1998,"court":"Fed. Cir.","holding_summary":"When an asserted prior use is not that of the applicant, it is not a public-use bar unless the prior use or knowledge was available to the public; a third party's secret use does not invalidate.","holding_confidence":"high","mentions":3,"propositions":[]},{"key":"case:32f.3d1559","slug":"in-re-epstein","short_name":"In re Epstein","canonical_citation":"In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994)","decision_year":1994,"court":"Fed. Cir.","holding_summary":"Database printouts or abstracts that are not themselves prior art publications may properly be relied on as evidence that the products they reference were sold, released, or installed early enough to establish a public use or on-sale bar.","holding_confidence":"high","mentions":2,"propositions":[]},{"key":"case:545f.3d1312","slug":"impax-labs-inc-v-aventis-pharms-inc","short_name":"Impax Labs., Inc. v. Aventis Pharms. Inc.","canonical_citation":"Impax Labs., Inc. v. Aventis Pharms. Inc., 545 F.3d 1312, 88 USPQ2d 1381 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir.","holding_summary":"For a prior art document to anticipate, it must not only disclose all claim elements as arranged in the claim but also enable a person of ordinary skill in the art to make the claimed invention without undue experimentation.","holding_confidence":"high","mentions":2,"propositions":[]},{"key":"case:514f.3d1262","slug":"american-seating-co-v-ussc-group-inc","short_name":"American Seating Co. v. USSC Group, Inc.","canonical_citation":"American Seating Co. v. USSC Group, Inc., 514 F.3d 1262, 85 USPQ2d 1683 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir.","holding_summary":"Uses of an invention before the critical date constitute a public use under pre-AIA 35 U.S.C. 102(b) if the use either was accessible to the public or was commercially exploited.","holding_confidence":"high","mentions":2,"propositions":[]},{"key":"case:256f.2d321","slug":"in-re-ekenstam","short_name":"In re Ekenstam","canonical_citation":"In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958)","decision_year":1958,"court":"CCPA","holding_summary":"What a foreign country labels a \"patent\" does not by itself make the document available as a prior-art patent; the substance of the rights conferred and how the information is controlled is determinative.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:983f.2d1032","slug":"in-re-carlson","short_name":"In re Carlson","canonical_citation":"In re Carlson, 983 F.2d 1032, 25 USPQ2d 1207 (Fed. Cir. 1992)","decision_year":1992,"court":"Fed. Cir.","holding_summary":"A secret or private patent is not available as prior art even if it grants an enforceable exclusionary right; a patent becomes prior art only when at least minimally available to the public, such as by being laid open for public inspection or disseminated in printed form.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:471f.3d1369","slug":"eli-lilly-co-v-zenith-goldline-pharms-inc","short_name":"Eli Lilly & Co. v. Zenith Goldline Pharms., Inc.","canonical_citation":"Eli Lilly & Co. v. Zenith Goldline Pharms., Inc., 471 F.3d 1369, 81 USPQ2d 1324 (Fed. Cir. 2006)","decision_year":2006,"court":"Fed. Cir.","holding_summary":"Anticipation requires that each and every element of the claimed invention be disclosed in a single prior art reference, either explicitly or inherently, with the elements arranged or combined in the same way as in the claim.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:545f.3d1359","slug":"net-moneyin-inc-v-verisign-inc","short_name":"Net MoneyIN, Inc. v. VeriSign, Inc.","canonical_citation":"Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 88 USPQ2d 1751 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir.","holding_summary":"Anticipation requires that every element be disclosed arranged or combined as in the claim; for computer-implemented means-plus-function limitations, the specification must disclose an algorithm for performing the claimed function—not a black-box component—or the claim is indefinite.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:910f.2d831","slug":"in-re-bond","short_name":"In re Bond","canonical_citation":"In re Bond, 910 F.2d 831, 15 USPQ2d 1566 (Fed. Cir. 1990)","decision_year":1990,"court":"Fed. Cir.","holding_summary":"Anticipation requires the claimed elements arranged as in the claim but is not an ipsissimis verbis test — identity of terminology is not required; for means-plus-function limitations, anticipation by a non-identical structure requires a finding that the structures are equivalent.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:301f.2d929","slug":"in-re-legrice","short_name":"In re LeGrice","canonical_citation":"In re LeGrice, 301 F.2d 929, 133 USPQ 365 (CCPA 1962)","decision_year":1962,"court":"CCPA","holding_summary":"A publication is enabling prior art only if it places the public in possession of the invention; a catalogue picture of a rose that could not be reproduced from seed, with no evidence of commercial availability in enabling form, was not an enabled disclosure.","holding_confidence":"medium","mentions":1,"propositions":[]},{"key":"case:964f.2d1122","slug":"in-re-schoenwald","short_name":"In re Schoenwald","canonical_citation":"In re Schoenwald, 964 F.2d 1122, 22 USPQ2d 1671 (Fed. Cir. 1992)","decision_year":1992,"court":"Fed. Cir.","holding_summary":"A prior art reference anticipates a claim to an old compound if it identically discloses the compound and a process of making it; the reference need not disclose any utility for the compound.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:339f.3d1373","slug":"schering-corp-v-geneva-pharm-inc","short_name":"Schering Corp. v. Geneva Pharm. Inc.","canonical_citation":"Schering Corp. v. Geneva Pharm. Inc., 339 F.3d 1373, 67 USPQ2d 1664 (Fed. Cir. 2003)","decision_year":2003,"court":"Fed. Cir.","holding_summary":"Inherent anticipation does not require that a person of ordinary skill in the art recognized the inherent disclosure at the relevant time, only that the subject matter is in fact inherent in the prior art reference; post-critical-date evidence may be used to show inherency.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:766f.2d531","slug":"in-re-donohue-1985","short_name":"In re Donohue","canonical_citation":"In re Donohue, 766 F.2d 531, 226 USPQ 619 (Fed. Cir. 1985)","decision_year":1985,"court":"Fed. Cir.","holding_summary":"A publication places the invention in the public's possession, and thus anticipates, if one of ordinary skill in the art could have combined the publication's description with his or her own knowledge to make the claimed invention.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:413f.3d1318","slug":"rasmusson-v-smithkline-beecham-corp","short_name":"Rasmusson v. SmithKline Beecham Corp.","canonical_citation":"Rasmusson v. SmithKline Beecham Corp., 413 F.3d 1318, 75 USPQ2d 1297 (Fed. Cir. 2005)","decision_year":2005,"court":"Fed. Cir.","holding_summary":"Proof of efficacy is not required for a prior art reference to be enabling for anticipation purposes; the description sufficient to anticipate a claim is a lower standard than the written description and enablement needed to support a claim under 35 U.S.C. 112(a).","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:935f.2d1555","slug":"vas-cath-inc-v-mahurkar","short_name":"Vas-Cath, Inc. v. Mahurkar","canonical_citation":"Vas-Cath, Inc. v. Mahurkar, 935 F.2d 1555, 19 USPQ2d 1111 (Fed. Cir. 1991)","decision_year":1991,"court":"Fed. Cir.","holding_summary":"The written description requirement of 35 U.S.C. 112 is separate and distinct from the enablement requirement; description of a single embodiment of broadly claimed subject matter suffices for anticipation purposes even though it might not provide an adequate description supporting the same claim.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:442f.2d967","slug":"in-re-lukach","short_name":"In re Lukach","canonical_citation":"In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971)","decision_year":1971,"court":"CCPA","holding_summary":"Description of a single embodiment can anticipate broadly claimed subject matter even though the same disclosure might not satisfy the written description requirement; a subgenus range is not supported merely by a generic disclosure plus a specific example within the range.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:458f.2d132","slug":"in-re-van-langenhoven","short_name":"In re Van Langenhoven","canonical_citation":"In re Van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972)","decision_year":1972,"court":"CCPA","holding_summary":"Where continuation-in-part claims are not entitled to the parent's filing date, the effective filing date is the CIP's own filing date, forfeiting both U.S. parent and foreign priority benefits and exposing the claims to intervening prior art, including the applicant's own foreign patent.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:255f.2d687","slug":"in-re-ruscetta","short_name":"In re Ruscetta","canonical_citation":"In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958)","decision_year":1958,"court":"CCPA","holding_summary":"In continuation-in-part applications, intervening documents such as foreign patents and publications related to the parent and dated more than a year before the CIP filing may constitute material prior art.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:424f.3d1374","slug":"invitrogen-corp-v-biocrest-manufacturing-l-p-2005","short_name":"Invitrogen Corp. v. Biocrest Manufacturing L.P.","canonical_citation":"Invitrogen Corp. v. Biocrest Manufacturing L.P., 424 F.3d 1374, 76 USPQ2d 1741 (Fed. Cir. 2005)","decision_year":2005,"court":"Fed. Cir.","holding_summary":"The public use bar arises where the invention is in public use before the critical date and is ready for patenting; the public use test asks whether the use was accessible to the public or commercially exploited.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:804f.2d135","slug":"carella-v-starlight-archery","short_name":"Carella v. Starlight Archery","canonical_citation":"Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986)","decision_year":1986,"court":"Fed. Cir.","holding_summary":"\"Known or used by others in this country\" under pre-AIA 35 U.S.C. 102(a) means knowledge or use accessible to the public; an advertisement or mailer cannot anticipate absent evidence it was publicly received or distributed before the applicant's filing date.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:525u.s.55","slug":"pfaff-v-wells-elecs-inc","short_name":"Pfaff v. Wells Elecs., Inc.","canonical_citation":"Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 48 USPQ2d 1641 (1998)","decision_year":1998,"court":"SCOTUS","holding_summary":"The on-sale bar is triggered when the invention is both (1) the subject of a commercial offer for sale not primarily for experimental purposes and (2) ready for patenting.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:827f.3d1363","slug":"medicines-co-v-hospira-inc","short_name":"Medicines Co. v. Hospira, Inc.","canonical_citation":"Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 119 USPQ2d 1329 (Fed. Cir. 2016)","decision_year":2016,"court":"Fed. Cir.","holding_summary":"To trigger the on-sale bar, a product must be the subject of a commercial sale or offer bearing the general hallmarks of a sale under UCC section 2-106; contract and commercial law principles apply, and passage of title is a helpful indicator that an invention is on sale.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:139s.ct.628","slug":"helsinn-healthcare-s-a-v-teva-pharmaceuticals-usa-inc","short_name":"Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc.","canonical_citation":"Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S. Ct. 628, 129 USPQ2d 1189 (2019)","decision_year":2019,"court":"SCOTUS","holding_summary":"Congress did not alter the meaning of \"on sale\" when it enacted the AIA; an inventor's sale of an invention to a third party who is obligated to keep the invention confidential can qualify as invalidating prior art.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:890f.2d1158","slug":"in-re-cronyn","short_name":"In re Cronyn","canonical_citation":"In re Cronyn, 890 F.2d 1158, 13 USPQ2d 1070 (Fed. Cir. 1989)","decision_year":1989,"court":"Fed. Cir.","holding_summary":"Doctoral theses indexed only by student name on cards kept in a shoebox in a library are not publicly accessible printed publications, because they were not cataloged or indexed in a meaningful way bearing a relationship to their subject matter.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:781f.2d897","slug":"in-re-hall-1986","short_name":"In re Hall","canonical_citation":"In re Hall, 781 F.2d 897, 228 USPQ 453 (Fed. Cir. 1986)","decision_year":1986,"court":"Fed. Cir.","holding_summary":"A single copy of a thesis indexed and shelved in a university library qualifies as a printed publication; once public accessibility is shown, there is no need to prove anyone actually looked at the document. Such a publication does not by itself establish that its contents are well-understood, routine, conventional activity.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:568f.2d1357","slug":"in-re-bayer","short_name":"In re Bayer","canonical_citation":"In re Bayer, 568 F.2d 1357, 196 USPQ 670 (CCPA 1978)","decision_year":1978,"court":"CCPA","holding_summary":"Even if access to a library is restricted, a reference constitutes a printed publication as long as a presumption is raised that the portion of the public concerned with the art would know of the invention.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:380f.3d1345","slug":"in-re-klopfenstein","short_name":"In re Klopfenstein","canonical_citation":"In re Klopfenstein, 380 F.3d 1345, 72 USPQ2d 1117 (Fed. Cir. 2004)","decision_year":2004,"court":"Fed. Cir.","holding_summary":"Whether a document is a 'printed publication' under 35 U.S.C. 102(b) involves a case-by-case inquiry into the facts and circumstances surrounding the reference's disclosure to members of the public, with public accessibility as the touchstone.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:774f.2d1104","slug":"massachusetts-institute-of-technology-v-ab-fortia","short_name":"Massachusetts Institute of Technology v. AB Fortia","canonical_citation":"Massachusetts Institute of Technology v. AB Fortia, 774 F.2d 1104, 227 USPQ 428 (Fed. Cir. 1985)","decision_year":1985,"court":"Fed. Cir.","holding_summary":"A paper orally presented at a meeting open to all interested persons constitutes a printed publication when written copies are disseminated without restriction to those who request them; complex experimentation is not necessarily undue if the art typically engages in it.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:895f.3d1347","slug":"jazz-pharm-inc-v-amneal-pharm-llc","short_name":"Jazz Pharm., Inc. v. Amneal Pharm., LLC","canonical_citation":"Jazz Pharm., Inc. v. Amneal Pharm., LLC, 895 F.3d 1347, 127 USPQ2d 1485 (Fed. Cir. 2018)","decision_year":2018,"court":"Fed. Cir.","holding_summary":"A Federal Register notice including instructions for accessing reference materials suffices to make those materials publicly accessible printed publications; proof that specific persons actually received or examined them is unnecessary, and indexing or searchability is not required.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:655f.2d221","slug":"in-re-wyer","short_name":"In re Wyer","canonical_citation":"In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981)","decision_year":1981,"court":"CCPA","holding_summary":"A reference is a printed publication if it has been disseminated or otherwise made accessible such that interested persons of ordinary skill, exercising reasonable diligence, can locate it; a laid-open foreign application announced in an official journal and available for inspection or copying qualifies.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:445f.3d1374","slug":"bruckelmyer-v-ground-heaters-inc","short_name":"Bruckelmyer v. Ground Heaters, Inc.","canonical_citation":"Bruckelmyer v. Ground Heaters, Inc., 445 F.3d 1374, 78 USPQ2d 1684 (Fed. Cir. 2006)","decision_year":2006,"court":"Fed. Cir.","holding_summary":"Figures canceled from a foreign patent application before issuance were available as prior art as of the date the application became publicly accessible for inspection; the printed publication bar prevents withdrawal of what is already in the public's possession.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:698f.3d1374","slug":"voter-verified-inc-v-premier-election-solutions","short_name":"Voter Verified, Inc. v. Premier Election Solutions","canonical_citation":"Voter Verified, Inc. v. Premier Election Sols., Inc., 698 F.3d 1374, 104 USPQ2d 1553 (Fed. Cir. 2012)","decision_year":2012,"court":"Fed. Cir.","holding_summary":"Indexing is not a necessary condition for an online reference to be a publicly accessible printed publication; it is one factor among many, and is no more or less important for online references than for those in traditional tangible media.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:583f.3d1307","slug":"in-re-lister","short_name":"In re Lister","canonical_citation":"In re Lister, 583 F.3d 1307, 92 USPQ2d 1225 (Fed. Cir. 2009)","decision_year":2009,"court":"Fed. Cir.","holding_summary":"Public accessibility is the key inquiry for whether a reference, including one posted electronically, qualifies as a printed publication; indexing is not a necessary condition but only one factor bearing on public accessibility.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:511f.3d1186","slug":"sri-intl-inc-v-internet-sec-sys-inc","short_name":"SRI Int'l, Inc. v. Internet Sec. Sys., Inc.","canonical_citation":"SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186, 85 USPQ2d 1489 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir.","holding_summary":"A document electronically posted on the Internet can qualify as a printed publication for prior art purposes if it was sufficiently publicly accessible.","holding_confidence":"medium","mentions":1,"propositions":[]},{"key":"case:254f.3d1041","slug":"group-one-ltd-v-hallmark-cards-inc","short_name":"Group One, Ltd. v. Hallmark Cards, Inc.","canonical_citation":"Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 59 USPQ2d 1121 (Fed. Cir. 2001)","decision_year":2001,"court":"Fed. Cir.","holding_summary":"Whether a communication rises to the level of a commercial offer for sale is determined under traditional contract-law principles, looking to the Uniform Commercial Code.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:324f.3d1346","slug":"riverwood-intl-corp-v-r-a-jones-co","short_name":"Riverwood Int’l Corp. v. R.A. Jones & Co.","canonical_citation":"Riverwood Int’l Corp. v. R.A. Jones & Co., 324 F.3d 1346, 66 USPQ2d 1331 (Fed. Cir. 2003)","decision_year":2003,"court":"Fed. Cir.","holding_summary":"An applicant's statement identifying the work of another as \"prior art\" is a binding admission usable for anticipation and obviousness regardless of whether it qualifies under 35 U.S.C. 102, but merely listing a reference in an information disclosure statement is not such an admission.","holding_confidence":"high","mentions":1,"propositions":[]},{"key":"case:848f.2d1560","slug":"constant-v-advanced-micro-devices-inc","short_name":"Constant v. Advanced Micro-Devices Inc.","canonical_citation":"Constant v. Advanced Micro-Devices Inc., 848 F.2d 1560, 7 USPQ2d 1057 (Fed. Cir. 1988)","decision_year":1988,"court":"Fed. Cir.","holding_summary":"A statement by an applicant identifying the work of another as prior art is an admission that may be relied upon for both anticipation and obviousness determinations, regardless of whether the admitted material otherwise qualifies as prior art under the statutory categories.","holding_confidence":"high","mentions":1,"propositions":[]}],"statutes":[{"key":"us_usc:35:102","slug":"35-usc-102","canonical_citation":"35 U.S.C. 102","mentions":140},{"key":"us_usc:35:103","slug":"35-usc-103","canonical_citation":"35 U.S.C. 103","mentions":5},{"key":"us_usc:35:112","slug":"35-usc-112","canonical_citation":"35 U.S.C. 112","mentions":4},{"key":"us_usc:35:100","slug":"35-usc-100","canonical_citation":"35 U.S.C. 100","mentions":3},{"key":"us_usc:35:371","slug":"35-usc-371","canonical_citation":"35 U.S.C. 371","mentions":3},{"key":"us_usc:35:132","slug":"35-usc-132","canonical_citation":"35 U.S.C. 132","mentions":1},{"key":"us_cfr:37:1.104","slug":"37-cfr-1-104","canonical_citation":"37 CFR 1.104","mentions":1},{"key":"us_cfr:37:1.131","slug":"37-cfr-1-131","canonical_citation":"37 CFR 1.131","mentions":1},{"key":"us_usc:35:119","slug":"35-usc-119","canonical_citation":"35 U.S.C. 119","mentions":1},{"key":"us_usc:35:363","slug":"35-usc-363","canonical_citation":"35 U.S.C. 363","mentions":1},{"key":"us_cfr:37:1.1023","slug":"37-cfr-1-1023","canonical_citation":"37 CFR 1.1023","mentions":1},{"key":"us_usc:35:111","slug":"35-usc-111","canonical_citation":"35 U.S.C. 111","mentions":1},{"key":"us_usc:35:122","slug":"35-usc-122","canonical_citation":"35 U.S.C. 122","mentions":1}],"cross_references":[{"key":"mpep:211","section_number":"211","title":"Claiming the Benefit of an Earlier Filing Date Under 35 U.S.C. 120 and 119(e)","exists":true,"mentions":1},{"key":"mpep:706","section_number":"706","title":"Rejection of Claims","exists":true,"mentions":1},{"key":"mpep:1893","section_number":"1893","title":"National Stage (U.S. National Application Filed Under 35 U.S.C. 371)","exists":true,"mentions":2},{"key":"mpep:1895","section_number":"1895","title":"A Continuation, Divisional, or Continuation- in- Part Application of a PCT Application Designating the United States","exists":true,"mentions":1},{"key":"mpep:2126","section_number":"2126","title":"Availability of a Document as a “Patent” for Purposes of Rejection Under 35 U.S.C. 102(a) or Pre-AIA 35 U.S.C. 102(a), (b), and (d)","exists":true,"mentions":1},{"key":"mpep:2128","section_number":"2128","title":"“Printed Publications” as Prior Art","exists":true,"mentions":1},{"key":"mpep:2129","section_number":"2129","title":"Admissions as Prior Art","exists":true,"mentions":1},{"key":"mpep:2131","section_number":"2131","title":"Anticipation — Application of 35 U.S.C. 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Invention","exists":true,"mentions":4},{"key":"mpep:2159","section_number":"2159","title":"Applicability Date Provisions and Determining Whether an Application Is Subject to the First Inventor To File Provisions of the AIA","exists":true,"mentions":14},{"key":"mpep:2908","section_number":"2908","title":"Filing Date in the United States","exists":true,"mentions":1},{"key":"mpep:2920","section_number":"2920","title":"National Processing of International Design Applications Designating the United States","exists":true,"mentions":1}],"form_paragraphs":[]},"structured_data":{"nodes":[{"id":"se_sxxjixdk","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_sxxjixdk","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_18e23_3ce","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152","section_number":"2152","chapter":"2100","depth":0,"title":"Detailed Discussion of AIA 35 U.S.C. 102(a) and (b)","children_ids":["pb_fi2fzr36","pb_35ekdzmx","pb_hfyz33vl","ls_ztxru5m5","pb_uf7qbfhr","pb_wzyxxcwh","pb_jcvw32ev","pb_ynw225ye","ls_nvbzxcbx","pb_f2qmydor","ls_y4644tu4","pb_yhto2l3b","se_drjgveiy","se_227rw3id","se_cts44cma","se_p7ixkyd7","se_kg5ymgdt","se_noqsronx","se_kbt25rgg"],"revision_tag":"R-11.2013"},{"id":"pb_fi2fzr36","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_fi2fzr36","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

[Editor Note: This MPEP section is only applicable to applications\n subject to examination under the first inventor to file (FITF) provisions of the AIA as\n set forth in 35 U.S.C. 100 (note). See MPEP §\n 2159 et seq. to determine whether an application is subject to\n examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for\n examination of applications subject to pre-AIA 35 U.S.C. 102.]

","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1902d_c2","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_wrfmgtn5","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_wrfmgtn5","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":[],"canonical_citation":"35 U.S.C. 102"},{"id":"se_a7ggpn7r","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_a7ggpn7r","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2159","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2159","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2159","section_number":"2159","chapter":"2100","depth":0,"title":"Section 2159","children_ids":[]},{"id":"se_gol75yji","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_gol75yji","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2131","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2131","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2131","section_number":"2131","chapter":"2100","depth":0,"title":"Section 2131","children_ids":[]},{"id":"se_iya6ppc3","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_iya6ppc3","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2138","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2138","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2138","section_number":"2138","chapter":"2100","depth":0,"title":"Section 2138","children_ids":[]},{"id":"pb_35ekdzmx","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_35ekdzmx","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

AIA 35 U.S.C.\n 102(a) defines the prior art that will preclude the grant of a patent\n on a claimed invention unless an exception in AIA 35 U.S.C. 102(b) is applicable.\n Specifically, AIA 35 U.S.C. 102(a) provides that:\n

","rendered_text_plain":"AIA 35 U.S.C. 102(a) defines the prior art that will preclude the grant of a patent on a claimed invention unless an exception in AIA 35 U.S.C. 102(b) is applicable. Specifically, AIA 35 U.S.C. 102(a) provides that:","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19030_90","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_chovvrcv","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_chovvrcv","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["a"],"canonical_citation":"35 U.S.C. 102(a)"},{"id":"st_jftolmqq","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_jftolmqq","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["b"],"canonical_citation":"35 U.S.C. 102(b)"},{"id":"pb_hfyz33vl","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_hfyz33vl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

[a] person shall be entitled to a patent unless—

","rendered_text_plain":"[a] person shall be entitled to a patent unless—","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_190d5_1d7","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"ls_ztxru5m5","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_ztxru5m5","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_190f2_39f","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_style":"arabic","nesting_depth":1,"parent_list_item_id":null,"host_section_id":"se_sxxjixdk","item_ids":["li_csvurwee","li_ygi5ekow"]},{"id":"li_csvurwee","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_csvurwee","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (1) the claimed invention was patented, described in a\n printed publication, or in public use, on sale, or otherwise available to the\n public before the effective filing date of the claimed invention; or\n
    • ","rendered_text_plain":"(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention; or","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_190f2_39f","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(1)","enumerator_ordinal":0,"parent_list_id":"ls_ztxru5m5"},{"id":"li_ygi5ekow","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_ygi5ekow","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (2) the claimed invention was described in a patent\n issued under section 151, or in an application for patent published or\n deemed published under section 122(b), in which the\n patent or application, as the case may be, names another inventor and was\n effectively filed before the effective filing date of the claimed invention.\n
    • ","rendered_text_plain":"(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19139_320","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(2)","enumerator_ordinal":1,"parent_list_id":"ls_ztxru5m5"},{"id":"pb_uf7qbfhr","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_uf7qbfhr","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    As an initial matter, Office personnel should note that the\n introductory phrase “[a] person shall be entitled to a patent unless” remains unchanged\n from the pre-AIA version of 35 U.S.C. 102. Thus, 35 U.S.C.\n 102 continues to provide that the Office bears the initial burden of\n explaining why the applicable statutory or regulatory requirements have not been met if a\n claim in an application is to be rejected. The AIA also does not change the requirement\n that whenever a claim for a patent is rejected or an objection or requirement is made, the\n Office shall notify the applicant thereof and state the reasons for such rejection,\n objection, or requirement, and provide such information and references as may be useful to\n the applicant in judging of the propriety of continuing the prosecution of the application.\n See 35 U.S.C.\n 132, 37 CFR 1.104(c) and\n MPEP §\n 706. \n

    ","rendered_text_plain":"As an initial matter, Office personnel should note that the introductory phrase “[a] person shall be entitled to a patent unless” remains unchanged from the pre-AIA version of 35 U.S.C. 102. Thus, 35 U.S.C. 102 continues to provide that the Office bears the initial burden of explaining why the applicable statutory or regulatory requirements have not been met if a claim in an application is to be rejected. The AIA also does not change the requirement that whenever a claim for a patent is rejected or an objection or requirement is made, the Office shall notify the applicant thereof and state the reasons for such rejection, objection, or requirement, and provide such information and references as may be useful to the applicant in judging of the propriety of continuing the prosecution of the application. See 35 U.S.C. 132, 37 CFR 1.104(c) and MPEP § 706.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1914f_227","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_fdlhbugi","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_fdlhbugi","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"132","subsection_path":[],"canonical_citation":"35 U.S.C. 132"},{"id":"st_dxkee6bl","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_dxkee6bl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.104","subsection_path":["c"],"canonical_citation":"37 CFR 1.104(c)"},{"id":"se_nlcohp3e","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_nlcohp3e","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-706","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_706","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_706","section_number":"706","chapter":"700","depth":0,"title":"Section 706","children_ids":[]},{"id":"pb_wzyxxcwh","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_wzyxxcwh","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    The categories of prior art documents and activities are set\n forth in AIA 35\n U.S.C. 102(a)(1) and the categories of prior art patent documents are\n set forth in AIA 35 U.S.C. 102(a)(2). These documents and activities are used to\n determine whether a claimed invention is novel or nonobvious. The documents upon which a\n prior art rejection under 35 U.S.C. 102(a)(1) may be based are an\n issued patent, a published application, and a non-patent printed publication. The documents\n upon which a prior art rejection under 35 U.S.C. 102(a)(2) may be based are\n U.S. patent documents only (see discussion of U.S. patent documents in\n MPEP §\n 2151). Evidence that the claimed invention was in public use, on\n sale, or otherwise available to the public may also be used as the basis for a prior art\n rejection under 35 U.S.C. 102(a)(1). Note that a printed publication that does not\n have a sufficiently early publication date to itself qualify as prior art under\n AIA 35\n U.S.C. 102(a)(1) may be competent evidence of a previous public use,\n sale activity, or other availability of a claimed invention to the public where the public\n use, sale activity, or other public availability does have a sufficiently early date to\n qualify as prior art under AIA 35 U.S.C. 102(a)(1). See\n In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994) and\n MPEP §\n 2133.03(b), subsection III.C.\n

    ","rendered_text_plain":"The categories of prior art documents and activities are set forth in AIA 35 U.S.C. 102(a)(1) and the categories of prior art patent documents are set forth in AIA 35 U.S.C. 102(a)(2). These documents and activities are used to determine whether a claimed invention is novel or nonobvious. The documents upon which a prior art rejection under 35 U.S.C. 102(a)(1) may be based are an issued patent, a published application, and a non-patent printed publication. The documents upon which a prior art rejection under 35 U.S.C. 102(a)(2) may be based are U.S. patent documents only (see discussion of U.S. patent documents in MPEP § 2151). Evidence that the claimed invention was in public use, on sale, or otherwise available to the public may also be used as the basis for a prior art rejection under 35 U.S.C. 102(a)(1). Note that a printed publication that does not have a sufficiently early publication date to itself qualify as prior art under AIA 35 U.S.C. 102(a)(1) may be competent evidence of a previous public use, sale activity, or other availability of a claimed invention to the public where the public use, sale activity, or other public availability does have a sufficiently early date to qualify as prior art under AIA 35 U.S.C. 102(a)(1). See In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994) and MPEP § 2133.03(b), subsection III.C.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19196_1ee","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_dm3l5nod","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_dm3l5nod","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["a","1"],"canonical_citation":"35 U.S.C. 102(a)(1)"},{"id":"st_b7u7zkgq","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_b7u7zkgq","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["a","2"],"canonical_citation":"35 U.S.C. 102(a)(2)"},{"id":"se_ktmjrxbq","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_ktmjrxbq","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2151","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2151","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2151","section_number":"2151","chapter":"2100","depth":0,"title":"Section 2151","children_ids":[]},{"id":"se_hzyi2x6q","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_hzyi2x6q","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2133","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2133","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2133","section_number":"2133","chapter":"2100","depth":0,"title":"Section 2133","children_ids":[]},{"id":"cs_3dfcawfn","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_3dfcawfn","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Epstein","all_citations":["32 F.3d 1559","31 USPQ2d 1817"],"canonical_citation":"In re Epstein, 32 F.3d 1559, 31 USPQ2d 1817 (Fed. Cir. 1994)","decision_year":1994,"court":"Fed. Cir."},{"id":"pb_jcvw32ev","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_jcvw32ev","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    AIA 35 U.S.C.\n 102(b) sets out exceptions to AIA 35 U.S.C.\n 102(a), in that prior art that otherwise would be included in\n AIA 35\n U.S.C. 102(a) shall not be prior art if it falls within an exception\n under AIA 35\n U.S.C. 102(b).\n

    ","rendered_text_plain":"AIA 35 U.S.C. 102(b) sets out exceptions to AIA 35 U.S.C. 102(a), in that prior art that otherwise would be included in AIA 35 U.S.C. 102(a) shall not be prior art if it falls within an exception under AIA 35 U.S.C. 102(b).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_191bd_99","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"pb_ynw225ye","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_ynw225ye","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    Exceptions to the categories of prior art defined in\n AIA 35\n U.S.C. 102(a)(1) are provided in AIA 35 U.S.C.\n 102(b)(1). Specifically, AIA 35 U.S.C.\n 102(b)(1) states that “[a] disclosure made 1 year or less before the\n effective filing date of a claimed invention shall not be prior art to the claimed\n invention under subsection (a)(1) if—\n

    ","rendered_text_plain":"Exceptions to the categories of prior art defined in AIA 35 U.S.C. 102(a)(1) are provided in AIA 35 U.S.C. 102(b)(1). Specifically, AIA 35 U.S.C. 102(b)(1) states that “[a] disclosure made 1 year or less before the effective filing date of a claimed invention shall not be prior art to the claimed invention under subsection (a)(1) if—","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_191f7_153","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_qxxg74qt","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_qxxg74qt","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["b","1"],"canonical_citation":"35 U.S.C. 102(b)(1)"},{"id":"ls_nvbzxcbx","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_nvbzxcbx","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19200_278","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_style":"alpha_upper","nesting_depth":1,"parent_list_item_id":null,"host_section_id":"se_sxxjixdk","item_ids":["li_3qij3bhc","li_al4xfgrc"]},{"id":"li_3qij3bhc","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_3qij3bhc","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (A) the disclosure was made by the inventor or a joint\n inventor or by another who obtained the subject matter disclosed directly or\n indirectly from the inventor or a joint inventor; or\n
    • ","rendered_text_plain":"(A) the disclosure was made by the inventor or a joint inventor or by another who obtained the subject matter disclosed directly or indirectly from the inventor or a joint inventor; or","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19200_278","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_nvbzxcbx"},{"id":"li_al4xfgrc","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_al4xfgrc","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (B) the subject matter disclosed had, before such\n disclosure, been publicly disclosed by the inventor or a joint inventor or another\n who obtained the subject matter disclosed directly or indirectly from the inventor or\n a joint inventor.” \n
    • ","rendered_text_plain":"(B) the subject matter disclosed had, before such disclosure, been publicly disclosed by the inventor or a joint inventor or another who obtained the subject matter disclosed directly or indirectly from the inventor or a joint inventor.”","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_192e3_1c7","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_nvbzxcbx"},{"id":"pb_f2qmydor","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_f2qmydor","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    Exceptions to the categories of prior art defined in\n AIA 35\n U.S.C. 102(a)(2) are provided in AIA 35 U.S.C.\n 102(b)(2). Specifically, AIA 35 U.S.C.\n 102(b)(2) states that “[a] disclosure shall not be prior art to a\n claimed invention under subsection (a)(2) if—\n

    ","rendered_text_plain":"Exceptions to the categories of prior art defined in AIA 35 U.S.C. 102(a)(2) are provided in AIA 35 U.S.C. 102(b)(2). Specifically, AIA 35 U.S.C. 102(b)(2) states that “[a] disclosure shall not be prior art to a claimed invention under subsection (a)(2) if—","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19336_2ef","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_4kbo5zix","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_4kbo5zix","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["b","2"],"canonical_citation":"35 U.S.C. 102(b)(2)"},{"id":"ls_y4644tu4","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_y4644tu4","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19356_313","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_style":"alpha_upper","nesting_depth":1,"parent_list_item_id":null,"host_section_id":"se_sxxjixdk","item_ids":["li_rad5dkbk","li_ppp7gmw7","li_mpvedjbl"]},{"id":"li_rad5dkbk","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_rad5dkbk","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (A) the subject matter disclosed was obtained directly or\n indirectly from the inventor or a joint inventor;\n
    • ","rendered_text_plain":"(A) the subject matter disclosed was obtained directly or indirectly from the inventor or a joint inventor;","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19356_313","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_y4644tu4"},{"id":"li_ppp7gmw7","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_ppp7gmw7","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (B) the subject matter disclosed had, before such subject\n matter was effectively filed under subsection (a)(2), been publicly disclosed by the\n inventor or a joint inventor or another who obtained the subject matter disclosed\n directly or indirectly from the inventor or a joint inventor; or\n
    • ","rendered_text_plain":"(B) the subject matter disclosed had, before such subject matter was effectively filed under subsection (a)(2), been publicly disclosed by the inventor or a joint inventor or another who obtained the subject matter disclosed directly or indirectly from the inventor or a joint inventor; or","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_19392_d3","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_y4644tu4"},{"id":"li_mpvedjbl","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_mpvedjbl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"
  • (C) the subject matter disclosed and the claimed\n invention, not later than the effective filing date of the claimed invention, were\n owned by the same person or subject to an obligation of assignment to the same\n person.” \n
    • ","rendered_text_plain":"(C) the subject matter disclosed and the claimed invention, not later than the effective filing date of the claimed invention, were owned by the same person or subject to an obligation of assignment to the same person.”","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_193a5_5a","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_y4644tu4"},{"id":"pb_yhto2l3b","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_yhto2l3b","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    Although some of the provisions of AIA 35 U.S.C.\n 102(a) and (b) are similar to pre-AIA 35 U.S.C.\n 102(a), (b), and (e), the AIA has\n introduced a number of important changes with respect to prior art documents and activities\n (collectively, “disclosures”). First, the availability of a U.S. patent document as prior\n art to a claimed invention is measured from the effective filing date of the claimed\n invention as defined in 35 U.S.C. 100(i), which takes into\n account both foreign priority and domestic benefit dates. Note that this differs from\n practice under pre-AIA 35\n U.S.C. 102 wherein the availability of a patent document as prior art\n is measured from either “the date of the application for patent in the United States”\n (pre-AIA 35 U.S.C.\n 102(b)) or “the invention thereof by the applicant for patent”\n (pre-AIA 35 U.S.C.\n 102(a) and (e)). Second, the AIA adopts a global\n view of prior art disclosures and thus does not require that a public use or sale activity\n be “in this country” to be a prior art activity. Finally, a catch-all “otherwise available\n to the public” category of prior art is added.\n

    ","rendered_text_plain":"Although some of the provisions of AIA 35 U.S.C. 102(a) and (b) are similar to pre-AIA 35 U.S.C. 102(a), (b), and (e), the AIA has introduced a number of important changes with respect to prior art documents and activities (collectively, “disclosures”). First, the availability of a U.S. patent document as prior art to a claimed invention is measured from the effective filing date of the claimed invention as defined in 35 U.S.C. 100(i), which takes into account both foreign priority and domestic benefit dates. Note that this differs from practice under pre-AIA 35 U.S.C. 102 wherein the availability of a patent document as prior art is measured from either “the date of the application for patent in the United States” (pre-AIA 35 U.S.C. 102(b)) or “the invention thereof by the applicant for patent” (pre-AIA 35 U.S.C. 102(a) and (e)). Second, the AIA adopts a global view of prior art disclosures and thus does not require that a public use or sale activity be “in this country” to be a prior art activity. Finally, a catch-all “otherwise available to the public” category of prior art is added.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_193eb_3a","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_sxxjixdk"},{"id":"st_4ctc4duu","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_4ctc4duu","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"100","subsection_path":["i"],"canonical_citation":"35 U.S.C. 100(i)"},{"id":"se_drjgveiy","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_drjgveiy","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1afb3_e6","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_01","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_01","section_number":"2152.01","chapter":"2100","depth":1,"title":"Effective Filing Date of the Claimed Invention","children_ids":["pb_edy2argo","pb_e4v3pmis","pb_pxl7kmjh","pb_yssebfii","ls_zyu2wvqm","pb_ljflmbrt","pb_eavc5t33","pb_mhxiyt4m","pb_er4mohvu","pb_mwhkv22t"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-07.2022"},{"id":"pb_edy2argo","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_edy2argo","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP\n § 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1afcf_25a","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"pb_e4v3pmis","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_e4v3pmis","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Pre-AIA 35 U.S.C.\n 102(a) and (e) reference patent-defeating\n activities occurring before the inventor invented the claimed invention.\n AIA 35\n U.S.C. 102(a)(1) and (a)(2) make no mention of the date\n of the invention, but instead concern documents that existed or activities that occurred\n “before the effective filing date of the claimed invention.” As a result, it is no\n longer possible to antedate or “swear behind” certain prior art disclosures by making a\n showing under 37\n CFR 1.131 that the inventor invented the claimed subject matter\n prior to the effective date of the prior art disclosure.\n

    ","rendered_text_plain":"Pre-AIA 35 U.S.C. 102(a) and (e) reference patent-defeating activities occurring before the inventor invented the claimed invention. AIA 35 U.S.C. 102(a)(1) and (a)(2) make no mention of the date of the invention, but instead concern documents that existed or activities that occurred “before the effective filing date of the claimed invention.” As a result, it is no longer possible to antedate or “swear behind” certain prior art disclosures by making a showing under 37 CFR 1.131 that the inventor invented the claimed subject matter prior to the effective date of the prior art disclosure.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1afd5_2","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_5xsternl","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_5xsternl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.131","subsection_path":[],"canonical_citation":"37 CFR 1.131"},{"id":"pb_pxl7kmjh","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_pxl7kmjh","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The AIA defines the term “effective filing date” for a\n claimed invention in a patent or application for patent (other than a reissue\n application or reissued patent) as the earliest of: (1) the actual filing date of the\n patent or the application for the patent containing the claimed invention; or (2) the\n filing date of the earliest application for which the patent or application is entitled,\n as to such invention, to a right of priority or the benefit of an earlier filing date\n under 35 U.S.C.\n 119, 120, 121,\n 365, or 386. See 35 U.S.C.\n 100(i)(1). \n

    ","rendered_text_plain":"The AIA defines the term “effective filing date” for a claimed invention in a patent or application for patent (other than a reissue application or reissued patent) as the earliest of: (1) the actual filing date of the patent or the application for the patent containing the claimed invention; or (2) the filing date of the earliest application for which the patent or application is entitled, as to such invention, to a right of priority or the benefit of an earlier filing date under 35 U.S.C. 119, 120, 121, 365, or 386. See 35 U.S.C. 100(i)(1).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1b010_108","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_jgpcwxoy","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_jgpcwxoy","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"119","subsection_path":[],"canonical_citation":"35 U.S.C. 119"},{"id":"st_waazdkeb","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_waazdkeb","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"100","subsection_path":["i","1"],"canonical_citation":"35 U.S.C. 100(i)(1)"},{"id":"pb_yssebfii","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_yssebfii","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    In examining applications subject to AIA 35 U.S.C.\n 102, the effective filing date of a claimed invention is the\n actual filing date of the U.S. application, unless situation (A), (B), (C), or (D) as\n set forth below applies. Note that the actual filing date of an application that entered\n the national stage under 35 U.S.C. 371 is the international\n filing date (see 35\n U.S.C. 363 and MPEP § 1893.03(b)); the actual the\n filing date of an international design application in the United States is the date of\n international registration determined by the International Bureau under the Hague\n Agreement (in the absence of a petition for review)(see 37 CFR\n 1.1023 and MPEP § 2908).\n

    ","rendered_text_plain":"In examining applications subject to AIA 35 U.S.C. 102, the effective filing date of a claimed invention is the actual filing date of the U.S. application, unless situation (A), (B), (C), or (D) as set forth below applies. Note that the actual filing date of an application that entered the national stage under 35 U.S.C. 371 is the international filing date (see 35 U.S.C. 363 and MPEP § 1893.03(b)); the actual the filing date of an international design application in the United States is the date of international registration determined by the International Bureau under the Hague Agreement (in the absence of a petition for review)(see 37 CFR 1.1023 and MPEP § 2908).","provenance":{"source_file":"s2152.html","source_anchor":"d0e58537","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_czghmvaz","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_czghmvaz","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"371","subsection_path":[],"canonical_citation":"35 U.S.C. 371"},{"id":"st_yp2w2f3y","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_yp2w2f3y","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"363","subsection_path":[],"canonical_citation":"35 U.S.C. 363"},{"id":"st_zj3e5aac","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_zj3e5aac","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_cfr","authority_title_num":"37","authority_section_num":"1.1023","subsection_path":[],"canonical_citation":"37 CFR 1.1023"},{"id":"se_r77ehd22","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_r77ehd22","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-1893","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1893","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1893","section_number":"1893","chapter":"1800","depth":0,"title":"Section 1893","children_ids":[]},{"id":"se_6qdvry4m","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_6qdvry4m","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2908","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2908","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2908","section_number":"2908","chapter":"2900","depth":0,"title":"Section 2908","children_ids":[]},{"id":"ls_zyu2wvqm","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_zyu2wvqm","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"d0e58541","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_style":"alpha_upper","nesting_depth":1,"parent_list_item_id":null,"host_section_id":"se_drjgveiy","item_ids":["li_mend6fde","li_kmfbzczb","li_jnszi2jr","li_d7iscy3u"]},{"id":"li_mend6fde","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_mend6fde","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (A) If the application is a continuation or divisional of one or more\n earlier U.S. applications or international applications and if the requirements of\n 35 U.S.C.\n 120, 365(c), or 386(c) have been satisfied, the effective filing date of a\n claimed invention is the same as the earliest filing date in the line of\n continuation or divisional applications.\n
    • ","rendered_text_plain":"(A) If the application is a continuation or divisional of one or more earlier U.S. applications or international applications and if the requirements of 35 U.S.C. 120, 365(c), or 386(c) have been satisfied, the effective filing date of a claimed invention is the same as the earliest filing date in the line of continuation or divisional applications.","provenance":{"source_file":"s2152.html","source_anchor":"d0e58541","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_zyu2wvqm"},{"id":"li_kmfbzczb","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_kmfbzczb","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (B) If the application is a continuation-in-part of an earlier U.S.\n application or international application, any claims in the new application not\n supported by the specification and claims of the parent application have an\n effective filing date equal to the actual filing date of the new application. Any\n claims which are fully supported under 35 U.S.C. 112 by the earlier\n parent application have the effective filing date of that earlier parent\n application.\n
    • ","rendered_text_plain":"(B) If the application is a continuation-in-part of an earlier U.S. application or international application, any claims in the new application not supported by the specification and claims of the parent application have an effective filing date equal to the actual filing date of the new application. Any claims which are fully supported under 35 U.S.C. 112 by the earlier parent application have the effective filing date of that earlier parent application.","provenance":{"source_file":"s2152.html","source_anchor":"d0e58548","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_zyu2wvqm"},{"id":"li_jnszi2jr","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_jnszi2jr","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (C) If the application properly claims benefit under 35 U.S.C.\n 119(e) to a provisional application, the effective filing\n date of a claimed invention is the filing date of the provisional application for\n any claims which are fully supported under 35 U.S.C. 112 by the\n provisional application.\n
    • ","rendered_text_plain":"(C) If the application properly claims benefit under 35 U.S.C. 119(e) to a provisional application, the effective filing date of a claimed invention is the filing date of the provisional application for any claims which are fully supported under 35 U.S.C. 112 by the provisional application.","provenance":{"source_file":"s2152.html","source_anchor":"d0e58555","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_zyu2wvqm"},{"id":"li_d7iscy3u","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_d7iscy3u","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (D) If the application properly claims foreign priority under\n 35 U.S.C.\n 119(a)-(d), 365(a) or (b), or\n 386(a) or (b), the effective filing date of a claimed\n invention is the filing date of the foreign priority document if the claim is\n adequately supported in the foreign priority document. See MPEP §§\n 216 and 2152.06.\n
    • ","rendered_text_plain":"(D) If the application properly claims foreign priority under 35 U.S.C. 119(a)-(d), 365(a) or (b), or 386(a) or (b), the effective filing date of a claimed invention is the filing date of the foreign priority document if the claim is adequately supported in the foreign priority document. See MPEP §§ 216 and 2152.06.","provenance":{"source_file":"s2152.html","source_anchor":"d0e58568","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(D)","enumerator_ordinal":3,"parent_list_id":"ls_zyu2wvqm"},{"id":"pb_ljflmbrt","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_ljflmbrt","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    See MPEP § 1893.03(c) for a discussion of claims for priority to,\n or the benefit of, the filing date of a prior-filed foreign or domestic application in\n an application that entered the national stage under 35 U.S.C. 371. See\n MPEP §§\n 211.01(c) and 1895 for additional information on\n determining the effective filing date of a claimed invention in a continuation,\n divisional, or continuation-in-part of a PCT application designating the United States.\n See also MPEP §§\n 1895.01 and 1896 which discuss differences between\n applications filed under 35 U.S.C. 111(a) and international\n applications that enter national stage under 35 U.S.C. 371.\n

    ","rendered_text_plain":"See MPEP § 1893.03(c) for a discussion of claims for priority to, or the benefit of, the filing date of a prior-filed foreign or domestic application in an application that entered the national stage under 35 U.S.C. 371. See MPEP §§ 211.01(c) and 1895 for additional information on determining the effective filing date of a claimed invention in a continuation, divisional, or continuation-in-part of a PCT application designating the United States. See also MPEP §§ 1895.01 and 1896 which discuss differences between applications filed under 35 U.S.C. 111(a) and international applications that enter national stage under 35 U.S.C. 371.","provenance":{"source_file":"s2152.html","source_anchor":"d0e58578AIA","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_yxf4bvgs","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_yxf4bvgs","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"111","subsection_path":["a"],"canonical_citation":"35 U.S.C. 111(a)"},{"id":"se_2sllbzbt","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_2sllbzbt","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-211","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_211","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_211","section_number":"211","chapter":"200","depth":0,"title":"Section 211","children_ids":[]},{"id":"se_6aee4l7k","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_6aee4l7k","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-1895","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1895","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_1895","section_number":"1895","chapter":"1800","depth":0,"title":"Section 1895","children_ids":[]},{"id":"pb_eavc5t33","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_eavc5t33","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    See MPEP §§ 2920.05(d) and\n 2920.05(e) for a discussion of claims for priority to, or the\n benefit of, the filing date of a prior-filed foreign or domestic application in\n international design applications.\n

    ","rendered_text_plain":"See MPEP §§ 2920.05(d) and 2920.05(e) for a discussion of claims for priority to, or the benefit of, the filing date of a prior-filed foreign or domestic application in international design applications.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_p_2c185_191fd_36d","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"se_3zzdsbmx","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_3zzdsbmx","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2920","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2920","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2920","section_number":"2920","chapter":"2900","depth":0,"title":"Section 2920","children_ids":[]},{"id":"pb_mhxiyt4m","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_mhxiyt4m","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The one-year grace period (as defined in\n MPEP §\n 2151) in AIA 35 U.S.C. 102(b)(1) is measured\n from the filing date of any U.S. or foreign patent application to which the patent or\n application is entitled to benefit or priority as to such invention, whereas the\n one-year grace period in pre-AIA 35 U.S.C. 102(b) is measured\n from only the filing date of the earliest application filed in the United States\n (directly or through the PCT).\n

    ","rendered_text_plain":"The one-year grace period (as defined in MPEP § 2151) in AIA 35 U.S.C. 102(b)(1) is measured from the filing date of any U.S. or foreign patent application to which the patent or application is entitled to benefit or priority as to such invention, whereas the one-year grace period in pre-AIA 35 U.S.C. 102(b) is measured from only the filing date of the earliest application filed in the United States (directly or through the PCT).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_p_2c184_1b718_9c","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"pb_er4mohvu","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_er4mohvu","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    As under pre-AIA law, the effective filing date of a\n claimed invention is determined on a claim-by-claim basis and not an\n application-by-application basis. That is, the principle that different claims in the\n same application may be entitled to different effective filing dates vis-à-vis the prior\n art remains unchanged by the AIA. See MPEP § 2133.01 for a discussion of\n relevant pre-AIA case law in the context of continuation-in-part applications. However,\n it is important to note that although prior art is applied on a claim-by-claim basis,\n the determination of whether pre-AIA 35 U.S.C. 102 and\n 35 U.S.C.\n 103 or AIA 35 U.S.C. 102 and\n 103 apply is made on an application-by-application basis.\n MPEP §\n 2151 and MPEP § 2159 discuss the applicability\n date provisions of section 3 of the AIA.\n

    ","rendered_text_plain":"As under pre-AIA law, the effective filing date of a claimed invention is determined on a claim-by-claim basis and not an application-by-application basis. That is, the principle that different claims in the same application may be entitled to different effective filing dates vis-à-vis the prior art remains unchanged by the AIA. See MPEP § 2133.01 for a discussion of relevant pre-AIA case law in the context of continuation-in-part applications. However, it is important to note that although prior art is applied on a claim-by-claim basis, the determination of whether pre-AIA 35 U.S.C. 102 and 35 U.S.C. 103 or AIA 35 U.S.C. 102 and 103 apply is made on an application-by-application basis. MPEP § 2151 and MPEP § 2159 discuss the applicability date provisions of section 3 of the AIA.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1b019_250","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_ompe7akv","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_ompe7akv","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"103","subsection_path":[],"canonical_citation":"35 U.S.C. 103"},{"id":"pb_mwhkv22t","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_mwhkv22t","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Finally, the AIA provides that the “effective filing\n date” for a claimed invention in a reissued patent or application for a reissue patent\n shall be determined by deeming the claim to the claimed invention to have been contained\n in the patent for which reissue was sought. See 35 U.S.C.\n 100(i)(2).\n

    ","rendered_text_plain":"Finally, the AIA provides that the “effective filing date” for a claimed invention in a reissued patent or application for a reissue patent shall be determined by deeming the claim to the claimed invention to have been contained in the patent for which reissue was sought. See 35 U.S.C. 100(i)(2).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1b024_13f","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_drjgveiy"},{"id":"st_efeqcjpz","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_efeqcjpz","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"100","subsection_path":["i","2"],"canonical_citation":"35 U.S.C. 100(i)(2)"},{"id":"se_227rw3id","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_227rw3id","effective_range":{"start_revision":"R-08.2017","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d66c_1e5","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02","section_number":"2152.02","chapter":"2100","depth":1,"title":"Prior Art Under AIA 35 U.S.C. 102(a)(1) (Patented, Described in a Printed Publication, or in Public Use, on Sale, or Otherwise Available to the Public)","children_ids":["pb_v3nued6y","pb_mz7g6as4","se_iaookfee","se_5ohhgws2","se_epccjpb6","se_e2pjys5k","se_6jugyspi","se_d7shhypg"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-08.2017"},{"id":"pb_v3nued6y","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_v3nued6y","effective_range":{"start_revision":"R-08.2017","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP\n § 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d687_69","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_227rw3id"},{"id":"pb_mz7g6as4","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_mz7g6as4","effective_range":{"start_revision":"R-08.2017","end_revision":null},"rendered_text_html":"

    Prior art documents and activities which may preclude\n patentability are set forth in AIA 35 U.S.C. 102(a)(1). Such\n documents and activities include prior patenting of the claimed invention, descriptions\n of the claimed invention in a printed publication, public use of the claimed invention,\n placing the claimed invention on sale, and otherwise making the claimed invention\n available to the public. MPEP §§\n 2152.02(a)–2152.02(f) discuss each prior art document and activity that\n might preclude patentability under AIA in turn.35 U.S.C.\n 102(a)(1)

    ","rendered_text_plain":"Prior art documents and activities which may preclude patentability are set forth in AIA 35 U.S.C. 102(a)(1). Such documents and activities include prior patenting of the claimed invention, descriptions of the claimed invention in a printed publication, public use of the claimed invention, placing the claimed invention on sale, and otherwise making the claimed invention available to the public. MPEP §§ 2152.02(a)–2152.02(f) discuss each prior art document and activity that might preclude patentability under AIA in turn.35 U.S.C. 102(a)(1)","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d6b5_f1","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_227rw3id"},{"id":"se_iaookfee","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_iaookfee","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d6c2_3b7","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_a","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_a","section_number":"2152.02(a)","chapter":"2100","depth":2,"title":"Patented","children_ids":["pb_biblwuxo","pb_4uib2mjo","pb_4rorllxk"],"parent_section_id":"se_227rw3id","revision_tag":"R-11.2013"},{"id":"pb_biblwuxo","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_biblwuxo","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP § 2159 et seq. to determine whether an application\n is subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C.\n 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d748_7e","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_iaookfee"},{"id":"pb_4uib2mjo","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_4uib2mjo","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    AIA 35\n U.S.C. 102(a)(1) indicates that a prior patent of a claimed\n invention will preclude the grant of a subsequent patent on the claimed invention.\n This means that if a claimed invention was patented in this or a foreign country\n before the effective filing date of the claimed invention, AIA 35 U.S.C.\n 102(a)(1) precludes the grant of a patent on the claimed\n invention. The effective date of the patent for purposes of determining whether the\n patent qualifies as prior art under AIA 35 U.S.C. 102(a)(1) is the\n grant date of the patent. There is an exception to this rule if the patent is secret\n as of the date the rights are awarded. See In re Ekenstam, 256\n F.2d 321, 323, 118 USPQ 349, 353 (CCPA 1958); see also MPEP § 2126.01. In\n such situations, the patent is available as prior art as of the date the patent was\n made available to the public by being laid open for public inspection or disseminated\n in printed form. See In re Carlson, 983 F.2d 1032, 1037, 25 USPQ2d\n 1207 (Fed. Cir. 1992); see also MPEP § 2126. The phrase “patented”\n in AIA 35\n U.S.C. 102(a)(1) has the same meaning as “patented” in\n pre-AIA 35\n U.S.C. 102(a) and (b). For a discussion of\n “patented” as used in pre-AIA 35 U.S.C. 102(a) and\n (b), see generally MPEP § 2126.\n

    ","rendered_text_plain":"AIA 35 U.S.C. 102(a)(1) indicates that a prior patent of a claimed invention will preclude the grant of a subsequent patent on the claimed invention. This means that if a claimed invention was patented in this or a foreign country before the effective filing date of the claimed invention, AIA 35 U.S.C. 102(a)(1) precludes the grant of a patent on the claimed invention. The effective date of the patent for purposes of determining whether the patent qualifies as prior art under AIA 35 U.S.C. 102(a)(1) is the grant date of the patent. There is an exception to this rule if the patent is secret as of the date the rights are awarded. See In re Ekenstam, 256 F.2d 321, 323, 118 USPQ 349, 353 (CCPA 1958); see also MPEP § 2126.01. In such situations, the patent is available as prior art as of the date the patent was made available to the public by being laid open for public inspection or disseminated in printed form. See In re Carlson, 983 F.2d 1032, 1037, 25 USPQ2d 1207 (Fed. Cir. 1992); see also MPEP § 2126. The phrase “patented” in AIA 35 U.S.C. 102(a)(1) has the same meaning as “patented” in pre-AIA 35 U.S.C. 102(a) and (b). For a discussion of “patented” as used in pre-AIA 35 U.S.C. 102(a) and (b), see generally MPEP § 2126.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d783_163","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_iaookfee"},{"id":"se_bu4rrumx","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_bu4rrumx","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2126","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2126","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2126","section_number":"2126","chapter":"2100","depth":0,"title":"Section 2126","children_ids":[]},{"id":"cs_t5yjfqfc","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_t5yjfqfc","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Ekenstam","all_citations":["256 F.2d 321","118 USPQ 349"],"canonical_citation":"In re Ekenstam, 256 F.2d 321, 118 USPQ 349 (CCPA 1958)","decision_year":1958,"court":"CCPA"},{"id":"cs_fk2ao5f4","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_fk2ao5f4","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Carlson, 983 F.2d 1032, 25 USPQ2d 1207 (Fed. Cir. 1992)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Carlson","all_citations":["983 F.2d 1032","25 USPQ2d 1207"],"canonical_citation":"In re Carlson, 983 F.2d 1032, 25 USPQ2d 1207 (Fed. Cir. 1992)","decision_year":1992,"court":"Fed. Cir."},{"id":"pb_4rorllxk","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_4rorllxk","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    Although an invention may be described in a patent and\n not claimed therein, the grant date would also be the applicable prior art date for\n purposes of relying on the subject matter disclosed therein as “described in a\n printed publication,” provided that the patent was made available to the public on\n its grant date. Note that a U.S. patent that issues after the effective filing date\n of a claimed invention and is not available as prior art against that invention under\n AIA 35\n U.S.C. 102(a)(1) could be available as prior art under\n AIA 35\n U.S.C. 102(a)(2).\n

    ","rendered_text_plain":"Although an invention may be described in a patent and not claimed therein, the grant date would also be the applicable prior art date for purposes of relying on the subject matter disclosed therein as “described in a printed publication,” provided that the patent was made available to the public on its grant date. Note that a U.S. patent that issues after the effective filing date of a claimed invention and is not available as prior art against that invention under AIA 35 U.S.C. 102(a)(1) could be available as prior art under AIA 35 U.S.C. 102(a)(2).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1d793_3d9","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_iaookfee"},{"id":"se_5ohhgws2","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_5ohhgws2","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1da60_2e9","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_b","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_b","section_number":"2152.02(b)","chapter":"2100","depth":2,"title":"Described in a Printed Publication","children_ids":["pb_ucvqj3dy","pb_eoflmb76","pb_rlubn5sl","pb_7npmw2r5","pb_4koyvji2"],"parent_section_id":"se_227rw3id","revision_tag":"R-11.2013"},{"id":"pb_ucvqj3dy","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_ucvqj3dy","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP § 2159 et seq. to determine whether an application\n is subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]\n

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1dab1_3c5","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_5ohhgws2"},{"id":"pb_eoflmb76","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_eoflmb76","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    If a claimed invention is described in a patent,\n published patent application, or printed publication, such a document may be\n available as prior art under AIA 35 U.S.C. 102(a)(1). Both\n pre-AIA 35\n U.S.C. 102(a) and (b) and AIA 35 U.S.C.\n 102(a)(1) use the term “described” with respect to an invention\n in a prior art printed publication. Likewise, AIA 35 U.S.C.\n 102(a)(2) uses that term with respect to U.S. patents, U.S.\n patent application publications, and WIPO published applications. Thus, the Office\n does not view the AIA as changing the extent to which a claimed invention must be\n described for a prior art document to anticipate the claimed invention under\n 35\n U.S.C. 102.\n

    ","rendered_text_plain":"If a claimed invention is described in a patent, published patent application, or printed publication, such a document may be available as prior art under AIA 35 U.S.C. 102(a)(1). Both pre-AIA 35 U.S.C. 102(a) and (b) and AIA 35 U.S.C. 102(a)(1) use the term “described” with respect to an invention in a prior art printed publication. Likewise, AIA 35 U.S.C. 102(a)(2) uses that term with respect to U.S. patents, U.S. patent application publications, and WIPO published applications. Thus, the Office does not view the AIA as changing the extent to which a claimed invention must be described for a prior art document to anticipate the claimed invention under 35 U.S.C. 102.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1dab6_e9","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_5ohhgws2"},{"id":"pb_rlubn5sl","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_rlubn5sl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    While the conditions for patentability of\n AIA 35\n U.S.C. 112(a) require a written description of the claimed\n invention that would have enabled a person skilled in the art to make as well as use\n the invention, the prior art provisions of AIA 35 U.S.C.\n 102(a)(1) and (a)(2) require only that the\n claimed invention is “described” in a prior art document (patent, published patent\n application, or printed publication). The two basic requirements that must be met by\n a prior art document in order to describe a claimed invention such that it is\n anticipated under AIA 35 U.S.C. 102 are the same as\n those under pre-AIA\n 35 U.S.C. 102. First, “each and every element of the claimed\n invention” must be disclosed either explicitly or inherently, and the elements must\n be “arranged or combined in the same way as in the claim.” See In re\n Gleave, 560 F.3d 1331, 1334, 90 USPQ2d 1235, 1237-38 (Fed. Cir. 2009),\n citing Eli Lilly & Co. v. Zenith Goldline Pharms., Inc., 471\n F.3d 1369, 1375, 81 USPQ2d 1324,1328 (Fed. Cir. 2006); Net MoneyIN, Inc. v.\n VeriSign, Inc., 545 F.3d 1359, 1370, 88 USPQ2d 1751, 1759 (Fed. Cir.\n 2008); In re Bond, 910 F.2d 831, 832-33, 15 USPQ2d 1566, 1567\n (Fed. Cir. 1990). Second, a person of ordinary skill in the art must have been\n enabled to make the invention without undue experimentation. See\n Gleave, 560 F.3d at 1334, 90 USPQ2d at 1238 (citing\n Impax Labs., Inc. v. Aventis Pharms. Inc., 545 F.3d 1312, 1314,\n 88 USPQ2d 1381, 1383 (Fed. Cir. 2008), and In re LeGrice, 301 F.2d\n 929, 940-44, 133 USPQ 365, 372 (CCPA 1962)). Thus, in order for a prior art document\n to describe a claimed invention such that it is anticipated under AIA 35 U.S.C.\n 102(a)(1) or (a)(2), it must disclose all\n elements of the claimed invention arranged as they are in the claim, and also provide\n sufficient guidance to enable a person skilled in the art to make the claimed\n invention. There is, however, no requirement that a prior art document meet the “how\n to use” requirement of 35 U.S.C. 112(a) in order to\n qualify as prior art. See Gleave, 560 F.3d at 1334, 90 USPQ2d at\n 1237-38; see also In re Schoenwald, 964 F.2d 1122, 1124, 22 USPQ2d\n 1671, 1673 (Fed. Cir. 1992) (holding that a claimed compound was anticipated even\n though the prior art reference did not disclose a use for the compound);\n Schering Corp. v. Geneva Pharms., Inc., 339 F.3d 1373, 1380-81,\n 67 USPQ2d 1664, 1670 (Fed. Cir. 2003) (pointing out that actually reducing the\n invention to practice is not necessary in order for a prior art reference to\n anticipate); Impax Labs, 468 F.3d at 1382 (stating that “proof of\n efficacy is not required for a prior art reference to be enabling for purposes of\n anticipation”). Furthermore, compliance with the “how to make” requirement is judged\n from the viewpoint of a person of ordinary skill in the art, and thus does not\n require that the prior art document explicitly disclose information within the\n knowledge of such a person. See In re Donohue, 766 F.2d 531, 533,\n 226 USPQ 619, 621 (Fed. Cir. 1985).\n

    ","rendered_text_plain":"While the conditions for patentability of AIA 35 U.S.C. 112(a) require a written description of the claimed invention that would have enabled a person skilled in the art to make as well as use the invention, the prior art provisions of AIA 35 U.S.C. 102(a)(1) and (a)(2) require only that the claimed invention is “described” in a prior art document (patent, published patent application, or printed publication). The two basic requirements that must be met by a prior art document in order to describe a claimed invention such that it is anticipated under AIA 35 U.S.C. 102 are the same as those under pre-AIA 35 U.S.C. 102. First, “each and every element of the claimed invention” must be disclosed either explicitly or inherently, and the elements must be “arranged or combined in the same way as in the claim.” See In re Gleave, 560 F.3d 1331, 1334, 90 USPQ2d 1235, 1237-38 (Fed. Cir. 2009), citing Eli Lilly & Co. v. Zenith Goldline Pharms., Inc., 471 F.3d 1369, 1375, 81 USPQ2d 1324,1328 (Fed. Cir. 2006); Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1370, 88 USPQ2d 1751, 1759 (Fed. Cir. 2008); In re Bond, 910 F.2d 831, 832-33, 15 USPQ2d 1566, 1567 (Fed. Cir. 1990). Second, a person of ordinary skill in the art must have been enabled to make the invention without undue experimentation. See Gleave, 560 F.3d at 1334, 90 USPQ2d at 1238 (citing Impax Labs., Inc. v. Aventis Pharms. Inc., 545 F.3d 1312, 1314, 88 USPQ2d 1381, 1383 (Fed. Cir. 2008), and In re LeGrice, 301 F.2d 929, 940-44, 133 USPQ 365, 372 (CCPA 1962)). Thus, in order for a prior art document to describe a claimed invention such that it is anticipated under AIA 35 U.S.C. 102(a)(1) or (a)(2), it must disclose all elements of the claimed invention arranged as they are in the claim, and also provide sufficient guidance to enable a person skilled in the art to make the claimed invention. There is, however, no requirement that a prior art document meet the “how to use” requirement of 35 U.S.C. 112(a) in order to qualify as prior art. See Gleave, 560 F.3d at 1334, 90 USPQ2d at 1237-38; see also In re Schoenwald, 964 F.2d 1122, 1124, 22 USPQ2d 1671, 1673 (Fed. Cir. 1992) (holding that a claimed compound was anticipated even though the prior art reference did not disclose a use for the compound); Schering Corp. v. Geneva Pharms., Inc., 339 F.3d 1373, 1380-81, 67 USPQ2d 1664, 1670 (Fed. Cir. 2003) (pointing out that actually reducing the invention to practice is not necessary in order for a prior art reference to anticipate); Impax Labs, 468 F.3d at 1382 (stating that “proof of efficacy is not required for a prior art reference to be enabling for purposes of anticipation”). Furthermore, compliance with the “how to make” requirement is judged from the viewpoint of a person of ordinary skill in the art, and thus does not require that the prior art document explicitly disclose information within the knowledge of such a person. See In re Donohue, 766 F.2d 531, 533, 226 USPQ 619, 621 (Fed. Cir. 1985).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1db1f_dc","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_5ohhgws2"},{"id":"st_ii42pq7g","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_ii42pq7g","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"112","subsection_path":["a"],"canonical_citation":"35 U.S.C. 112(a)"},{"id":"cs_bcpf7d6f","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_bcpf7d6f","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Gleave, 560 F.3d 1331, 90 USPQ2d 1235 (Fed. Cir. 2009)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Gleave","all_citations":["560 F.3d 1331","90 USPQ2d 1235"],"canonical_citation":"In re Gleave, 560 F.3d 1331, 90 USPQ2d 1235 (Fed. Cir. 2009)","decision_year":2009,"court":"Fed. Cir."},{"id":"cs_q36uoivx","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_q36uoivx","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Eli Lilly & Co. v. Zenith Goldline Pharms., Inc., 471 F.3d 1369, 81 USPQ2d 1324 (Fed. Cir. 2006)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Eli Lilly & Co. v. Zenith Goldline Pharms., Inc.","all_citations":["471 F.3d 1369","81 USPQ2d 1324"],"canonical_citation":"Eli Lilly & Co. v. Zenith Goldline Pharms., Inc., 471 F.3d 1369, 81 USPQ2d 1324 (Fed. Cir. 2006)","decision_year":2006,"court":"Fed. Cir."},{"id":"cs_blnegst7","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_blnegst7","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 88 USPQ2d 1751 (Fed. Cir. 2008)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Net MoneyIN, Inc. v. VeriSign, Inc.","all_citations":["545 F.3d 1359","88 USPQ2d 1751"],"canonical_citation":"Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359, 88 USPQ2d 1751 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir."},{"id":"cs_dyx5gfbe","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_dyx5gfbe","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Bond, 910 F.2d 831, 15 USPQ2d 1566 (Fed. Cir. 1990)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Bond","all_citations":["910 F.2d 831","15 USPQ2d 1566"],"canonical_citation":"In re Bond, 910 F.2d 831, 15 USPQ2d 1566 (Fed. Cir. 1990)","decision_year":1990,"court":"Fed. Cir."},{"id":"cs_hvqefcz2","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_hvqefcz2","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Impax Labs., Inc. v. Aventis Pharms. Inc., 545 F.3d 1312, 88 USPQ2d 1381 (Fed. Cir. 2008)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Impax Labs., Inc. v. Aventis Pharms. Inc.","all_citations":["545 F.3d 1312","88 USPQ2d 1381"],"canonical_citation":"Impax Labs., Inc. v. Aventis Pharms. Inc., 545 F.3d 1312, 88 USPQ2d 1381 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir."},{"id":"cs_d6ust2mw","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_d6ust2mw","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re LeGrice, 301 F.2d 929, 133 USPQ 365 (CCPA 1962)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re LeGrice","all_citations":["301 F.2d 929","133 USPQ 365"],"canonical_citation":"In re LeGrice, 301 F.2d 929, 133 USPQ 365 (CCPA 1962)","decision_year":1962,"court":"CCPA"},{"id":"cs_ophvs2ul","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_ophvs2ul","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Schoenwald, 964 F.2d 1122, 22 USPQ2d 1671 (Fed. Cir. 1992)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Schoenwald","all_citations":["964 F.2d 1122","22 USPQ2d 1671"],"canonical_citation":"In re Schoenwald, 964 F.2d 1122, 22 USPQ2d 1671 (Fed. Cir. 1992)","decision_year":1992,"court":"Fed. Cir."},{"id":"cs_ksdlx4a6","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_ksdlx4a6","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Schering Corp. v. Geneva Pharms., Inc., 339 F.3d 1373, 67 USPQ2d 1664 (Fed. Cir. 2003)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Schering Corp. v. Geneva Pharms., Inc.","all_citations":["339 F.3d 1373","67 USPQ2d 1664"],"canonical_citation":"Schering Corp. v. Geneva Pharms., Inc., 339 F.3d 1373, 67 USPQ2d 1664 (Fed. Cir. 2003)","decision_year":2003,"court":"Fed. Cir."},{"id":"cs_mwtlywgs","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_mwtlywgs","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Donohue, 766 F.2d 531, 226 USPQ 619 (Fed. Cir. 1985)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Donohue","all_citations":["766 F.2d 531","226 USPQ 619"],"canonical_citation":"In re Donohue, 766 F.2d 531, 226 USPQ 619 (Fed. Cir. 1985)","decision_year":1985,"court":"Fed. Cir."},{"id":"pb_7npmw2r5","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_7npmw2r5","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    There is an additional important distinction between\n the written description that is necessary to support a claim under 35 U.S.C.\n 112(a) and the description sufficient to anticipate the subject\n matter of the claim under AIA 35 U.S.C. 102(a)(1) or\n (a)(2). See Rasmusson v. SmithKline Beecham\n Corp., 413 F.3d 1318, 75 USPQ2d 1297 (Fed. Cir. 2005). To provide\n support for a claim under 35 U.S.C. 112(a), it is necessary\n that the specification describe and enable the entire scope of the claimed invention.\n However, in order for a prior art document to describe a claimed invention under\n AIA 35\n U.S.C. 102(a)(1) or (a)(2), the prior art document need only describe and enable\n one skilled in the art to make a single species or embodiment of the claimed\n invention. See Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1562, 19\n USPQ2d 1111, 1115 (Fed. Cir. 1991) (“As the court pointed out, ‘the description of a\n single embodiment of broadly claimed subject matter constitutes a description of the\n invention for anticipation purposes..., whereas the same information in a\n specification might not alone be enough to provide a description of that invention\n for purposes of adequate disclosure.’”) (quoting In re Lukach, 442\n F.2d 967, 970, 169 USPQ 795, 797 (CCPA 1971)); see also In re Van\n Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972), and In re\n Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958). \n

    ","rendered_text_plain":"There is an additional important distinction between the written description that is necessary to support a claim under 35 U.S.C. 112(a) and the description sufficient to anticipate the subject matter of the claim under AIA 35 U.S.C. 102(a)(1) or (a)(2). See Rasmusson v. SmithKline Beecham Corp., 413 F.3d 1318, 75 USPQ2d 1297 (Fed. Cir. 2005). To provide support for a claim under 35 U.S.C. 112(a), it is necessary that the specification describe and enable the entire scope of the claimed invention. However, in order for a prior art document to describe a claimed invention under AIA 35 U.S.C. 102(a)(1) or (a)(2), the prior art document need only describe and enable one skilled in the art to make a single species or embodiment of the claimed invention. See Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 1562, 19 USPQ2d 1111, 1115 (Fed. Cir. 1991) (“As the court pointed out, ‘the description of a single embodiment of broadly claimed subject matter constitutes a description of the invention for anticipation purposes..., whereas the same information in a specification might not alone be enough to provide a description of that invention for purposes of adequate disclosure.’”) (quoting In re Lukach, 442 F.2d 967, 970, 169 USPQ 795, 797 (CCPA 1971)); see also In re Van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972), and In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1db2d_26a","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_5ohhgws2"},{"id":"cs_zkyi4qmm","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_zkyi4qmm","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Rasmusson v. SmithKline Beecham Corp., 413 F.3d 1318, 75 USPQ2d 1297 (Fed. Cir. 2005)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Rasmusson v. SmithKline Beecham Corp.","all_citations":["413 F.3d 1318","75 USPQ2d 1297"],"canonical_citation":"Rasmusson v. SmithKline Beecham Corp., 413 F.3d 1318, 75 USPQ2d 1297 (Fed. Cir. 2005)","decision_year":2005,"court":"Fed. Cir."},{"id":"cs_hxerrebi","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_hxerrebi","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 19 USPQ2d 1111 (Fed. Cir. 1991)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Vas-Cath Inc. v. Mahurkar","all_citations":["935 F.2d 1555","19 USPQ2d 1111"],"canonical_citation":"Vas-Cath Inc. v. Mahurkar, 935 F.2d 1555, 19 USPQ2d 1111 (Fed. Cir. 1991)","decision_year":1991,"court":"Fed. Cir."},{"id":"cs_fmf263xl","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_fmf263xl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Lukach","all_citations":["442 F.2d 967","169 USPQ 795"],"canonical_citation":"In re Lukach, 442 F.2d 967, 169 USPQ 795 (CCPA 1971)","decision_year":1971,"court":"CCPA"},{"id":"cs_zchr56ff","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_zchr56ff","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Van Langenhoven","all_citations":["458 F.2d 132","173 USPQ 426"],"canonical_citation":"In re Van Langenhoven, 458 F.2d 132, 173 USPQ 426 (CCPA 1972)","decision_year":1972,"court":"CCPA"},{"id":"cs_nfkebto4","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_nfkebto4","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Ruscetta","all_citations":["255 F.2d 687","118 USPQ 101"],"canonical_citation":"In re Ruscetta, 255 F.2d 687, 118 USPQ 101 (CCPA 1958)","decision_year":1958,"court":"CCPA"},{"id":"pb_4koyvji2","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_4koyvji2","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    An anticipatory description it is not required in\n order for a disclosure to qualify as prior art, unless the disclosure is being used\n as the basis for an anticipation rejection. In accordance with pre-AIA case law\n concerning obviousness, a disclosure may be cited for all that it would reasonably\n have made known to a person of ordinary skill in the art. Thus, the description\n requirement of AIA 35 U.S.C. 102(a)(1) and\n (a)(2) does not preclude an examiner from applying a\n disclosure in an obviousness rejection under AIA 35 U.S.C.\n 103 simply because the disclosure is not adequate to anticipate\n the claimed invention.\n

    ","rendered_text_plain":"An anticipatory description it is not required in order for a disclosure to qualify as prior art, unless the disclosure is being used as the basis for an anticipation rejection. In accordance with pre-AIA case law concerning obviousness, a disclosure may be cited for all that it would reasonably have made known to a person of ordinary skill in the art. Thus, the description requirement of AIA 35 U.S.C. 102(a)(1) and (a)(2) does not preclude an examiner from applying a disclosure in an obviousness rejection under AIA 35 U.S.C. 103 simply because the disclosure is not adequate to anticipate the claimed invention.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1db38_1cd","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_5ohhgws2"},{"id":"se_epccjpb6","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_epccjpb6","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e416_252","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_c","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_c","section_number":"2152.02(c)","chapter":"2100","depth":2,"title":"In Public Use","children_ids":["pb_g42p7wff","pb_25l7hox4","pb_ec2o5sjs","pb_w4eep7ky","pb_3ivkjp63","pb_blwpulfa","pb_6dkapdzh","pb_gb6eqgqx"],"parent_section_id":"se_227rw3id","revision_tag":"R-07.2022"},{"id":"pb_g42p7wff","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_g42p7wff","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is\n only applicable to applications subject to examination under the\n first inventor to file (FITF) provisions of the AIA as set forth in\n 35\n U.S.C. 100 (note). See MPEP §\n 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]\n

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_p_29ad4_16cdb_f8","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"pb_25l7hox4","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_25l7hox4","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Public use rejections under 35 U.S.C.\n 102(a)(1) may be based on uses that are public anywhere in the\n world. While there is no requirement that the use or sale activity be by another, it\n should be noted that certain uses or sales are subject to the exceptions in\n 35\n U.S.C. 102(b)(1), e.g., uses or sales by the inventor or a\n joint inventor (or have originated with the inventor) that precede the effective\n filing date by less than one year. See MPEP §\n 2154.02.\n

    ","rendered_text_plain":"Public use rejections under 35 U.S.C. 102(a)(1) may be based on uses that are public anywhere in the world. While there is no requirement that the use or sale activity be by another, it should be noted that certain uses or sales are subject to the exceptions in 35 U.S.C. 102(b)(1), e.g., uses or sales by the inventor or a joint inventor (or have originated with the inventor) that precede the effective filing date by less than one year. See MPEP § 2154.02.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d1ff6b_28838_51","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"se_h5gyauci","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_h5gyauci","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2154","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2154","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2154","section_number":"2154","chapter":"2100","depth":0,"title":"Section 2154","children_ids":[]},{"id":"pb_ec2o5sjs","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_ec2o5sjs","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Under pre-AIA 35 U.S.C. 102(b), an\n invention that was “in public use” precluded the grant of a patent only if such\n public use occurred “in this country.” See MPEP § 2133.03(d).\n

    ","rendered_text_plain":"Under pre-AIA 35 U.S.C. 102(b), an invention that was “in public use” precluded the grant of a patent only if such public use occurred “in this country.” See MPEP § 2133.03(d).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e430_200","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"pb_w4eep7ky","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_w4eep7ky","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Under AIA 35 U.S.C. 102(a)(1), there is\n no geographic limitation on where prior public use or public availability occurs.\n Furthermore, a public use would need to occur before the effective filing date of the\n claimed invention to constitute prior art under AIA 35 U.S.C.\n 102(a)(1).\n

    ","rendered_text_plain":"Under AIA 35 U.S.C. 102(a)(1), there is no geographic limitation on where prior public use or public availability occurs. Furthermore, a public use would need to occur before the effective filing date of the claimed invention to constitute prior art under AIA 35 U.S.C. 102(a)(1).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e465_357","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"pb_3ivkjp63","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_3ivkjp63","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The pre-AIA case law also indicates that a public use\n will bar patentability if the public use occurs before the critical date and the\n invention is ready for patenting. Under pre-AIA 35 U.S.C. 102(b), the\n critical date is the date that is one year prior to the date of application for\n patent in the United States. See Invitrogen Corp. v. Biocrest Manufacturing.\n L.P., 424 F.3d 1374, 1379-80, 76 USPQ2d 1741, 1744 (Fed. Cir. 2005) and\n MPEP §\n 2133. Under pre-AIA 35 U.S.C. 102(b), the\n uses of an invention before the patent's critical date that constitute a “public use”\n fall into two categories: the use either “(1) was accessible to the public; or (2)\n was commercially exploited.” See American Seating Co. v. USSC Group,\n Inc., 514 F.3d 1262, 1267, 85 USPQ2d 1683, 1685 (Fed. Cir. 2008) and\n MPEP §\n 2133.03(a). Whether a use is a pre-AIA 35 U.S.C.\n 102(b) public use also depends on who is making the use of the\n invention. “[W]hen an asserted prior use is not that of the applicant,\n [pre-AIA 35\n U.S.C.] 102(b) is not a bar when that prior use or knowledge is\n not available to the public.” See Woodland Trust v. Flowertree Nursery,\n Inc., 148 F.3d 1368, 1371, 47 USPQ2d 1363, 1366 (Fed. Cir. 1998). In\n other words, a use by a third party who did not obtain the invention from the\n inventor named in the application or patent is an invalidating use under\n pre-AIA 35\n U.S.C. 102(b) only if it falls into the first category: That\n the use was accessible to the public. See MPEP § 2133.03(a), subsection II.C.\n On the other hand, “an inventor's own prior commercial use, albeit kept secret, may\n constitute a public use or sale under [pre-AIA 35 U.S.C.] 102(b),\n barring him from obtaining a patent.” See Woodland Trust, 148 F.3d\n at 1370, 47 USPQ2d at 1366 and MPEP § 2133.03(a), subsection II.A.\n Also, an inventor creates a public use bar under pre-AIA 35 U.S.C. 102(b) when the\n inventor shows the invention to, or allows it to be used by, another person who is\n “under no limitation, restriction, or obligation of confidentiality” to the inventor.\n See American Seating, 514 F.3d at 1267, 85 USPQ2d at 1685 and\n MPEP §\n 2133.03(a), subsection II.B.\n

    ","rendered_text_plain":"The pre-AIA case law also indicates that a public use will bar patentability if the public use occurs before the critical date and the invention is ready for patenting. Under pre-AIA 35 U.S.C. 102(b), the critical date is the date that is one year prior to the date of application for patent in the United States. See Invitrogen Corp. v. Biocrest Manufacturing. L.P., 424 F.3d 1374, 1379-80, 76 USPQ2d 1741, 1744 (Fed. Cir. 2005) and MPEP § 2133. Under pre-AIA 35 U.S.C. 102(b), the uses of an invention before the patent's critical date that constitute a “public use” fall into two categories: the use either “(1) was accessible to the public; or (2) was commercially exploited.” See American Seating Co. v. USSC Group, Inc., 514 F.3d 1262, 1267, 85 USPQ2d 1683, 1685 (Fed. Cir. 2008) and MPEP § 2133.03(a). Whether a use is a pre-AIA 35 U.S.C. 102(b) public use also depends on who is making the use of the invention. “[W]hen an asserted prior use is not that of the applicant, [pre-AIA 35 U.S.C.] 102(b) is not a bar when that prior use or knowledge is not available to the public.” See Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 1371, 47 USPQ2d 1363, 1366 (Fed. Cir. 1998). In other words, a use by a third party who did not obtain the invention from the inventor named in the application or patent is an invalidating use under pre-AIA 35 U.S.C. 102(b) only if it falls into the first category: That the use was accessible to the public. See MPEP § 2133.03(a), subsection II.C. On the other hand, “an inventor's own prior commercial use, albeit kept secret, may constitute a public use or sale under [pre-AIA 35 U.S.C.] 102(b), barring him from obtaining a patent.” See Woodland Trust, 148 F.3d at 1370, 47 USPQ2d at 1366 and MPEP § 2133.03(a), subsection II.A. Also, an inventor creates a public use bar under pre-AIA 35 U.S.C. 102(b) when the inventor shows the invention to, or allows it to be used by, another person who is “under no limitation, restriction, or obligation of confidentiality” to the inventor. See American Seating, 514 F.3d at 1267, 85 USPQ2d at 1685 and MPEP § 2133.03(a), subsection II.B.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e46f_12e","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"cs_53y44wge","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_53y44wge","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Invitrogen Corp. v. Biocrest Manufacturing. L.P., 424 F.3d 1374, 76 USPQ2d 1741 (Fed. Cir. 2005)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Invitrogen Corp. v. Biocrest Manufacturing. L.P.","all_citations":["424 F.3d 1374","76 USPQ2d 1741"],"canonical_citation":"Invitrogen Corp. v. Biocrest Manufacturing. L.P., 424 F.3d 1374, 76 USPQ2d 1741 (Fed. Cir. 2005)","decision_year":2005,"court":"Fed. Cir."},{"id":"cs_j427eiwm","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_j427eiwm","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"American Seating Co. v. USSC Group, Inc., 514 F.3d 1262, 85 USPQ2d 1683 (Fed. Cir. 2008)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"American Seating Co. v. USSC Group, Inc.","all_citations":["514 F.3d 1262","85 USPQ2d 1683"],"canonical_citation":"American Seating Co. v. USSC Group, Inc., 514 F.3d 1262, 85 USPQ2d 1683 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir."},{"id":"cs_d4iz6jls","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_d4iz6jls","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 47 USPQ2d 1363 (Fed. Cir. 1998)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Woodland Trust v. Flowertree Nursery, Inc.","all_citations":["148 F.3d 1368","47 USPQ2d 1363"],"canonical_citation":"Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 47 USPQ2d 1363 (Fed. Cir. 1998)","decision_year":1998,"court":"Fed. Cir."},{"id":"pb_blwpulfa","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_blwpulfa","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Further, under pre-AIA 35 U.S.C. 102(a), “in\n order to invalidate a patent based on prior knowledge or use” by another in this\n country prior to the patent's priority date, “that knowledge or use must have been\n available to the public.” See Woodland Trust, 148 F.3d at 1370, 47\n USPQ2d at 1366 and MPEP § 2132, subsection I. Patent-defeating “use,” under\n pre-AIA 35\n U.S.C. 102(a) includes only that “use which is accessible to\n the public.” See id. (quoting Carella v. Starlight\n Archery, 804 F.2d 135, 139, 231 USPQ 644, 646 (Fed. Cir. 1986)).\n

    ","rendered_text_plain":"Further, under pre-AIA 35 U.S.C. 102(a), “in order to invalidate a patent based on prior knowledge or use” by another in this country prior to the patent's priority date, “that knowledge or use must have been available to the public.” See Woodland Trust, 148 F.3d at 1370, 47 USPQ2d at 1366 and MPEP § 2132, subsection I. Patent-defeating “use,” under pre-AIA 35 U.S.C. 102(a) includes only that “use which is accessible to the public.” See id. (quoting Carella v. Starlight Archery, 804 F.2d 135, 139, 231 USPQ 644, 646 (Fed. Cir. 1986)).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e478_112","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"se_5tfatyoo","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_5tfatyoo","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2132","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2132","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2132","section_number":"2132","chapter":"2100","depth":0,"title":"Section 2132","children_ids":[]},{"id":"cs_pnoiaqze","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_pnoiaqze","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Carella v. Starlight Archery","all_citations":["804 F.2d 135","231 USPQ 644"],"canonical_citation":"Carella v. Starlight Archery, 804 F.2d 135, 231 USPQ 644 (Fed. Cir. 1986)","decision_year":1986,"court":"Fed. Cir."},{"id":"pb_6dkapdzh","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_6dkapdzh","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    As discussed previously, public use under\n AIA 35\n U.S.C. 102(a)(1) is limited to those uses that are available to\n the public. The public use provision of AIA 35 U.S.C. 102(a)(1) thus has\n the same substantive scope, with respect to uses by either the inventor or a third\n party, as public uses under pre-AIA 35 U.S.C. 102(b) by\n unrelated third parties or others under pre-AIA 35 U.S.C. 102(a).\n

    ","rendered_text_plain":"As discussed previously, public use under AIA 35 U.S.C. 102(a)(1) is limited to those uses that are available to the public. The public use provision of AIA 35 U.S.C. 102(a)(1) thus has the same substantive scope, with respect to uses by either the inventor or a third party, as public uses under pre-AIA 35 U.S.C. 102(b) by unrelated third parties or others under pre-AIA 35 U.S.C. 102(a).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e480_12","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"pb_gb6eqgqx","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_gb6eqgqx","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    As also discussed previously, once an examiner becomes\n aware that a claimed invention has been the subject of a potentially public use, the\n examiner should require the applicant to provide information showing that the use did\n not make the claimed process accessible to the public. \n

    ","rendered_text_plain":"As also discussed previously, once an examiner becomes aware that a claimed invention has been the subject of a potentially public use, the examiner should require the applicant to provide information showing that the use did not make the claimed process accessible to the public.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_1e488_1e0","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_epccjpb6"},{"id":"se_e2pjys5k","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_e2pjys5k","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_2254b_3e0","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_d","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_d","section_number":"2152.02(d)","chapter":"2100","depth":2,"title":"On Sale","children_ids":["pb_2nqu7ajt","pb_ym7bwt2l","pb_msohdyn3","pb_g2yifb55","pb_fltpico4"],"parent_section_id":"se_227rw3id","revision_tag":"R-07.2022"},{"id":"pb_2nqu7ajt","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_2nqu7ajt","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP § 2159 et seq. to determine whether an application\n is subject to examination under the FITF provisions, and MPEP § 2133.03\n et seq. for information about on sale in regard to applications subject to\n pre-AIA 35\n U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2133.03 et seq. for information about on sale in regard to applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_22567_2bb","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_e2pjys5k"},{"id":"pb_ym7bwt2l","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_ym7bwt2l","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    On sale rejections under 35 U.S.C.\n 102(a)(1) may be based on sales or offers for sale without\n regard to where the sale activity took place. While there is no requirement that the\n sale activity be by another, it should be noted that certain uses or sales are\n subject to the exceptions in 35 U.S.C. 102(b)(1), e.g., uses\n or sales by the inventor or a joint inventor (or have originated with the inventor)\n that precede the effective filing date by less than one year. See\n MPEP\n § 2154.02.\n

    ","rendered_text_plain":"On sale rejections under 35 U.S.C. 102(a)(1) may be based on sales or offers for sale without regard to where the sale activity took place. While there is no requirement that the sale activity be by another, it should be noted that certain uses or sales are subject to the exceptions in 35 U.S.C. 102(b)(1), e.g., uses or sales by the inventor or a joint inventor (or have originated with the inventor) that precede the effective filing date by less than one year. See MPEP § 2154.02.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_saled1ff6b_28838_51","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_e2pjys5k"},{"id":"pb_msohdyn3","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_msohdyn3","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The pre-AIA case law indicates that on sale activity\n will bar patentability if the claimed invention was: (1) the subject of a commercial\n sale or offer for sale, not primarily for experimental purposes; and (2) ready for\n patenting. See Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48\n USPQ2d 1641, 1646-47 (1998). Contract law and commercial law principles apply in\n order to determine whether a commercial sale or offer for sale occurred.\n Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1373, 119 USPQ2d\n 1329, 1336 (Fed. Cir. 2016) (en banc). In addition, the enablement\n inquiry is not applicable to the question of whether a claimed invention is “on sale”\n under pre-AIA 35\n U.S.C. 102(b). See In re Epstein, 32 F.3d\n 1559, 1568, 31 USPQ2d 1817, 1824 (Fed. Cir. 1994). The phrase “on sale” in\n AIA 35\n U.S.C. 102(a)(1) is treated as having the same meaning as “on\n sale” in pre-AIA 35\n U.S.C. 102(b). For a discussion of “on sale” as used in\n pre-AIA 35\n U.S.C. 102(b), see generally MPEP § 2133.03(b)et seq.

    ","rendered_text_plain":"The pre-AIA case law indicates that on sale activity will bar patentability if the claimed invention was: (1) the subject of a commercial sale or offer for sale, not primarily for experimental purposes; and (2) ready for patenting. See Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 67, 48 USPQ2d 1641, 1646-47 (1998). Contract law and commercial law principles apply in order to determine whether a commercial sale or offer for sale occurred. Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 1373, 119 USPQ2d 1329, 1336 (Fed. Cir. 2016) (en banc). In addition, the enablement inquiry is not applicable to the question of whether a claimed invention is “on sale” under pre-AIA 35 U.S.C. 102(b). See In re Epstein, 32 F.3d 1559, 1568, 31 USPQ2d 1817, 1824 (Fed. Cir. 1994). The phrase “on sale” in AIA 35 U.S.C. 102(a)(1) is treated as having the same meaning as “on sale” in pre-AIA 35 U.S.C. 102(b). For a discussion of “on sale” as used in pre-AIA 35 U.S.C. 102(b), see generally MPEP § 2133.03(b)et seq.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_225a1_32d","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_e2pjys5k"},{"id":"cs_r5kx3cws","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_r5kx3cws","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 48 USPQ2d 1641 (1998)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Pfaff v. Wells Elecs., Inc.","all_citations":["525 U.S. 55","48 USPQ2d 1641"],"canonical_citation":"Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 48 USPQ2d 1641 (1998)","decision_year":1998,"court":"SCOTUS"},{"id":"cs_siw7zcji","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_siw7zcji","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 119 USPQ2d 1329 (Fed. Cir. 2016)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Medicines Co. v. Hospira, Inc.","all_citations":["827 F.3d 1363","119 USPQ2d 1329"],"canonical_citation":"Medicines Co. v. Hospira, Inc., 827 F.3d 1363, 119 USPQ2d 1329 (Fed. Cir. 2016)","decision_year":2016,"court":"Fed. Cir."},{"id":"pb_g2yifb55","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_g2yifb55","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Under pre-AIA 35 U.S.C. 102(b), if an\n invention was “on sale,” patentability was precluded only if the invention was on\n sale “in this country.” See MPEP § 2133.03(d). Under\n AIA 35\n U.S.C. 102(a)(1), there is no geographic limitation on where\n the sale or offer for sale may occur. When formulating a rejection, Office personnel\n should consider evidence of sales activity, regardless of where the sale activity\n took place.\n

    ","rendered_text_plain":"Under pre-AIA 35 U.S.C. 102(b), if an invention was “on sale,” patentability was precluded only if the invention was on sale “in this country.” See MPEP § 2133.03(d). Under AIA 35 U.S.C. 102(a)(1), there is no geographic limitation on where the sale or offer for sale may occur. When formulating a rejection, Office personnel should consider evidence of sales activity, regardless of where the sale activity took place.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_225b1_2bb","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_e2pjys5k"},{"id":"pb_fltpico4","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_fltpico4","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The pre-AIA 35 U.S.C. 102(b) “on\n sale” provision has been interpreted as including commercial activity even if the\n activity is secret. See MPEP § 2133.03(b), subsection III.A.\n AIA 35\n U.S.C. 102(a)(1) uses the same “on sale” term as\n pre-AIA 35\n U.S.C. 102(b) and is treated as having the same meaning. In\n Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139\n S.Ct. 628, 129 USPQ2d at 1193 (2019), the Supreme Court “determine[d] that Congress\n did not alter the meaning of ‘on sale’ when it enacted the AIA, [and held] that an\n inventor’s sale of an invention to a third party who is obligated to keep the\n invention confidential can qualify as prior art under [AIA 35 U.S.C.] § 102(a).”\n Id. at 634, 129 USPQ2d at 1193. Thus, a sale or offer for sale\n that does not disclose the subject matter of an invention or make the invention\n available to the general public may nevertheless qualify as prior art in an\n anticipation or obviousness rejection, regardless of whether the application or\n patent under consideration is subject to the FITF provisions of the AIA or the first\n to invent provisions of pre-AIA law.\n

    ","rendered_text_plain":"The pre-AIA 35 U.S.C. 102(b) “on sale” provision has been interpreted as including commercial activity even if the activity is secret. See MPEP § 2133.03(b), subsection III.A. AIA 35 U.S.C. 102(a)(1) uses the same “on sale” term as pre-AIA 35 U.S.C. 102(b) and is treated as having the same meaning. In Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d at 1193 (2019), the Supreme Court “determine[d] that Congress did not alter the meaning of ‘on sale’ when it enacted the AIA, [and held] that an inventor’s sale of an invention to a third party who is obligated to keep the invention confidential can qualify as prior art under [AIA 35 U.S.C.] § 102(a).” Id. at 634, 129 USPQ2d at 1193. Thus, a sale or offer for sale that does not disclose the subject matter of an invention or make the invention available to the general public may nevertheless qualify as prior art in an anticipation or obviousness rejection, regardless of whether the application or patent under consideration is subject to the FITF provisions of the AIA or the first to invent provisions of pre-AIA law.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_225c0_71","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_e2pjys5k"},{"id":"cs_yfd4cw5a","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_yfd4cw5a","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1193 (2019)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc.","all_citations":["139 S.Ct. 628","129 USPQ2d 1193"],"canonical_citation":"Helsinn Healthcare S.A. v. Teva Pharmaceuticals USA, Inc., 139 S.Ct. 628, 129 USPQ2d 1193 (2019)","decision_year":2019,"court":"SCOTUS"},{"id":"se_6jugyspi","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_6jugyspi","effective_range":{"start_revision":"R-10.2019","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_228c0_21c","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_e","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_e","section_number":"2152.02(e)","chapter":"2100","depth":2,"title":"Otherwise Available to the Public","children_ids":["pb_dy3rjmif","pb_jq363erq"],"parent_section_id":"se_227rw3id","revision_tag":"R-10.2019"},{"id":"pb_dy3rjmif","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_dy3rjmif","effective_range":{"start_revision":"R-10.2019","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP § 2159 et seq. to determine whether an application\n is subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C.\n 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d223ac_23107_bb","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_6jugyspi"},{"id":"pb_jq363erq","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_jq363erq","effective_range":{"start_revision":"R-10.2019","end_revision":null},"rendered_text_html":"

    AIA 35\n U.S.C. 102(a)(1) provides a “catch-all” provision, which\n defines a new additional category of potential prior art not provided for in\n pre-AIA 35\n U.S.C. 102. Specifically, a claimed invention is not entitled\n to a patent if it was “otherwise available to the public” before its effective filing\n date. This “catch-all” provision permits decision makers to focus on whether the\n disclosure was “available to the public,” rather than on the means by which the\n claimed invention became available to the public or whether a disclosure constitutes\n a “printed publication” or falls within another category of prior art as defined in\n AIA 35\n U.S.C. 102(a)(1). The availability of the subject matter to the\n public may arise in situations such as a student thesis in a university library (see,\n e.g., In re Cronyn, 890 F.2d 1158, 13 USPQ2d 1070 (Fed. Cir.\n 1989); In re Hall, 781 F.2d 897, 228 USPQ 453 (Fed. Cir. 1986);\n In re Bayer, 568 F.2d 1357, 196 USPQ 670 (CCPA 1978) and\n MPEP §\n 2128.01, subsection I.); a poster display or other\n information disseminated at a scientific meeting (see, e.g., In re\n Klopfenstein, 380 F.3d 1345, 72 USPQ2d 1117 (Fed. Cir. 2004),\n Massachusetts Institute of Technology v. AB Fortia, 774 F.2d\n 1104, 227 USPQ 428 (Fed. Cir. 1985), Jazz Pharm., Inc. v. Amneal Pharm.,\n LLC, 895 F.3d 1347,127 USPQ2d 1485 (Fed. Cir. 2018), and\n MPEP §\n 2128.01, subsection IV.); subject matter in a laid-open\n patent application or patent (see, e.g., In re Wyer, 655 F.2d 221,\n 210 USPQ 790 (CCPA 1981); see also Bruckelmyer v. Ground Heaters,\n Inc., 445 F.3d 1374, 78 USPQ2d 1684 (Fed. Cir. 2006)); a document\n electronically posted on the Internet (see, e.g., Voter Verified, Inc. v.\n Premier Election Solutions, Inc., 698 F.3d 1374, 104 USPQ2d 1553 (Fed.\n Cir. 2012), In re Lister, 583 F.3d 1307, 92 USPQ2d 1225 (Fed. Cir.\n 2009), SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186,\n 85 USPQ2d 1489 (Fed. Cir. 2008), and MPEP § 2128); or a commercial\n transaction that does not constitute a sale under the Uniform Commercial Code (see,\n e.g., Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 59\n USPQ2d 1121 (Fed. Cir. 2001) and MPEP § 2133.03(e)(1)). Even if a\n document or other disclosure is not a printed publication, or a transaction is not a\n sale, either may be prior art under the “otherwise available to the public” provision\n of AIA 35\n U.S.C. 102(a)(1), provided that the claimed invention is made\n sufficiently available to the public. \n

    ","rendered_text_plain":"AIA 35 U.S.C. 102(a)(1) provides a “catch-all” provision, which defines a new additional category of potential prior art not provided for in pre-AIA 35 U.S.C. 102. Specifically, a claimed invention is not entitled to a patent if it was “otherwise available to the public” before its effective filing date. This “catch-all” provision permits decision makers to focus on whether the disclosure was “available to the public,” rather than on the means by which the claimed invention became available to the public or whether a disclosure constitutes a “printed publication” or falls within another category of prior art as defined in AIA 35 U.S.C. 102(a)(1). The availability of the subject matter to the public may arise in situations such as a student thesis in a university library (see, e.g., In re Cronyn, 890 F.2d 1158, 13 USPQ2d 1070 (Fed. Cir. 1989); In re Hall, 781 F.2d 897, 228 USPQ 453 (Fed. Cir. 1986); In re Bayer, 568 F.2d 1357, 196 USPQ 670 (CCPA 1978) and MPEP § 2128.01, subsection I.); a poster display or other information disseminated at a scientific meeting (see, e.g., In re Klopfenstein, 380 F.3d 1345, 72 USPQ2d 1117 (Fed. Cir. 2004), Massachusetts Institute of Technology v. AB Fortia, 774 F.2d 1104, 227 USPQ 428 (Fed. Cir. 1985), Jazz Pharm., Inc. v. Amneal Pharm., LLC, 895 F.3d 1347,127 USPQ2d 1485 (Fed. Cir. 2018), and MPEP § 2128.01, subsection IV.); subject matter in a laid-open patent application or patent (see, e.g., In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981); see also Bruckelmyer v. Ground Heaters, Inc., 445 F.3d 1374, 78 USPQ2d 1684 (Fed. Cir. 2006)); a document electronically posted on the Internet (see, e.g., Voter Verified, Inc. v. Premier Election Solutions, Inc., 698 F.3d 1374, 104 USPQ2d 1553 (Fed. Cir. 2012), In re Lister, 583 F.3d 1307, 92 USPQ2d 1225 (Fed. Cir. 2009), SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186, 85 USPQ2d 1489 (Fed. Cir. 2008), and MPEP § 2128); or a commercial transaction that does not constitute a sale under the Uniform Commercial Code (see, e.g., Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 59 USPQ2d 1121 (Fed. Cir. 2001) and MPEP § 2133.03(e)(1)). Even if a document or other disclosure is not a printed publication, or a transaction is not a sale, either may be prior art under the “otherwise available to the public” provision of AIA 35 U.S.C. 102(a)(1), provided that the claimed invention is made sufficiently available to the public.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_228ea_16f","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_6jugyspi"},{"id":"se_4zffqxun","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_4zffqxun","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2128","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2128","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2128","section_number":"2128","chapter":"2100","depth":0,"title":"Section 2128","children_ids":[]},{"id":"cs_2baozo5l","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_2baozo5l","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Cronyn, 890 F.2d 1158, 13 USPQ2d 1070 (Fed. Cir. 1989)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Cronyn","all_citations":["890 F.2d 1158","13 USPQ2d 1070"],"canonical_citation":"In re Cronyn, 890 F.2d 1158, 13 USPQ2d 1070 (Fed. Cir. 1989)","decision_year":1989,"court":"Fed. Cir."},{"id":"cs_rdozzbbs","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_rdozzbbs","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Hall, 781 F.2d 897, 228 USPQ 453 (Fed. Cir. 1986)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Hall","all_citations":["781 F.2d 897","228 USPQ 453"],"canonical_citation":"In re Hall, 781 F.2d 897, 228 USPQ 453 (Fed. Cir. 1986)","decision_year":1986,"court":"Fed. Cir."},{"id":"cs_yhu2fhzz","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_yhu2fhzz","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Bayer, 568 F.2d 1357, 196 USPQ 670 (CCPA 1978)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Bayer","all_citations":["568 F.2d 1357","196 USPQ 670"],"canonical_citation":"In re Bayer, 568 F.2d 1357, 196 USPQ 670 (CCPA 1978)","decision_year":1978,"court":"CCPA"},{"id":"cs_cg7672n7","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_cg7672n7","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Klopfenstein, 380 F.3d 1345, 72 USPQ2d 1117 (Fed. Cir. 2004)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Klopfenstein","all_citations":["380 F.3d 1345","72 USPQ2d 1117"],"canonical_citation":"In re Klopfenstein, 380 F.3d 1345, 72 USPQ2d 1117 (Fed. Cir. 2004)","decision_year":2004,"court":"Fed. Cir."},{"id":"cs_fbmmhybl","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_fbmmhybl","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Massachusetts Institute of Technology v. AB Fortia, 774 F.2d 1104, 227 USPQ 428 (Fed. Cir. 1985)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Massachusetts Institute of Technology v. AB Fortia","all_citations":["774 F.2d 1104","227 USPQ 428"],"canonical_citation":"Massachusetts Institute of Technology v. AB Fortia, 774 F.2d 1104, 227 USPQ 428 (Fed. Cir. 1985)","decision_year":1985,"court":"Fed. Cir."},{"id":"cs_hjmy26eh","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_hjmy26eh","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Jazz Pharm., Inc. v. Amneal Pharm., LLC, 895 F.3d 1347, 127 USPQ2d 1485 (Fed. Cir. 2018)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Jazz Pharm., Inc. v. Amneal Pharm., LLC","all_citations":["895 F.3d 1347","127 USPQ2d 1485"],"canonical_citation":"Jazz Pharm., Inc. v. Amneal Pharm., LLC, 895 F.3d 1347, 127 USPQ2d 1485 (Fed. Cir. 2018)","decision_year":2018,"court":"Fed. Cir."},{"id":"cs_lwnggh3l","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_lwnggh3l","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Wyer","all_citations":["655 F.2d 221","210 USPQ 790"],"canonical_citation":"In re Wyer, 655 F.2d 221, 210 USPQ 790 (CCPA 1981)","decision_year":1981,"court":"CCPA"},{"id":"cs_5q74bo3g","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_5q74bo3g","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Bruckelmyer v. Ground Heaters, Inc., 445 F.3d 1374, 78 USPQ2d 1684 (Fed. Cir. 2006)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Bruckelmyer v. Ground Heaters, Inc.","all_citations":["445 F.3d 1374","78 USPQ2d 1684"],"canonical_citation":"Bruckelmyer v. Ground Heaters, Inc., 445 F.3d 1374, 78 USPQ2d 1684 (Fed. Cir. 2006)","decision_year":2006,"court":"Fed. Cir."},{"id":"cs_wtmaizxt","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_wtmaizxt","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Voter Verified, Inc. v. Premier Election Solutions, Inc., 698 F.3d 1374, 104 USPQ2d 1553 (Fed. Cir. 2012)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Voter Verified, Inc. v. Premier Election Solutions, Inc.","all_citations":["698 F.3d 1374","104 USPQ2d 1553"],"canonical_citation":"Voter Verified, Inc. v. Premier Election Solutions, Inc., 698 F.3d 1374, 104 USPQ2d 1553 (Fed. Cir. 2012)","decision_year":2012,"court":"Fed. Cir."},{"id":"cs_er5odhg2","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_er5odhg2","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"In re Lister, 583 F.3d 1307, 92 USPQ2d 1225 (Fed. Cir. 2009)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"In re Lister","all_citations":["583 F.3d 1307","92 USPQ2d 1225"],"canonical_citation":"In re Lister, 583 F.3d 1307, 92 USPQ2d 1225 (Fed. Cir. 2009)","decision_year":2009,"court":"Fed. Cir."},{"id":"cs_sl7eoudj","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_sl7eoudj","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186, 85 USPQ2d 1489 (Fed. Cir. 2008)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"SRI Int'l, Inc. v. Internet Sec. Sys., Inc.","all_citations":["511 F.3d 1186","85 USPQ2d 1489"],"canonical_citation":"SRI Int'l, Inc. v. Internet Sec. Sys., Inc., 511 F.3d 1186, 85 USPQ2d 1489 (Fed. Cir. 2008)","decision_year":2008,"court":"Fed. Cir."},{"id":"cs_v2horvwi","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_v2horvwi","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 59 USPQ2d 1121 (Fed. Cir. 2001)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Group One, Ltd. v. Hallmark Cards, Inc.","all_citations":["254 F.3d 1041","59 USPQ2d 1121"],"canonical_citation":"Group One, Ltd. v. Hallmark Cards, Inc., 254 F.3d 1041, 59 USPQ2d 1121 (Fed. Cir. 2001)","decision_year":2001,"court":"Fed. Cir."},{"id":"se_d7shhypg","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_d7shhypg","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_232ba_27c","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_f","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_02_f","section_number":"2152.02(f)","chapter":"2100","depth":2,"title":"No Requirement of “By Others”","children_ids":["pb_imq2eqrb","pb_loglhshr"],"parent_section_id":"se_227rw3id","revision_tag":"R-11.2013"},{"id":"pb_imq2eqrb","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_imq2eqrb","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP § 2159 et seq. to determine whether an application\n is subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]\n

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23300_3dd","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_d7shhypg"},{"id":"pb_loglhshr","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_loglhshr","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    A key difference between pre-AIA 35 U.S.C.\n 102(a) and AIA 35 U.S.C. 102(a)(1) is the\n requirement in pre-AIA 35 U.S.C. 102(a) that the prior art relied on was “by\n others.” Under AIA 35 U.S.C. 102(a)(1), there is\n no requirement that the prior art relied upon be by others. Thus, any prior art which\n falls under AIA 35 U.S.C. 102(a)(1) need not\n be by another to constitute potentially available prior art. However, disclosures of\n the subject matter made one year or less before the effective filing date of the\n claimed invention by the inventor or a joint inventor or another who obtained the\n subject matter directly or indirectly from the inventor or a joint inventor may fall\n within an exception under AIA 35 U.S.C. 102(b)(1) to\n AIA 35\n U.S.C. 102(a)(1).\n

    ","rendered_text_plain":"A key difference between pre-AIA 35 U.S.C. 102(a) and AIA 35 U.S.C. 102(a)(1) is the requirement in pre-AIA 35 U.S.C. 102(a) that the prior art relied on was “by others.” Under AIA 35 U.S.C. 102(a)(1), there is no requirement that the prior art relied upon be by others. Thus, any prior art which falls under AIA 35 U.S.C. 102(a)(1) need not be by another to constitute potentially available prior art. However, disclosures of the subject matter made one year or less before the effective filing date of the claimed invention by the inventor or a joint inventor or another who obtained the subject matter directly or indirectly from the inventor or a joint inventor may fall within an exception under AIA 35 U.S.C. 102(b)(1) to AIA 35 U.S.C. 102(a)(1).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23305_123","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_d7shhypg"},{"id":"se_cts44cma","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_cts44cma","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23444_146","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_03","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_03","section_number":"2152.03","chapter":"2100","depth":1,"title":"Admissions","children_ids":["pb_fggw2kos","pb_a3soiyri"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-11.2013"},{"id":"pb_fggw2kos","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_fggw2kos","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to applications\n subject to examination under the first inventor to file (FITF) provisions of the AIA\n as set forth in 35 U.S.C. 100 (note). See\n MPEP\n § 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_2348b_377","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_cts44cma"},{"id":"pb_a3soiyri","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_a3soiyri","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    The Office will continue to treat admissions by the\n applicant as prior art under the AIA. A statement by an applicant in the specification\n or made during prosecution identifying the work of another as “prior art” is an\n admission which can be relied upon for both anticipation and obviousness determinations,\n regardless of whether the admitted prior art would otherwise qualify as prior art under\n AIA 35\n U.S.C. 102. See Riverwood Int'l Corp. v. R.A. Jones &\n Co., 324 F.3d 1346, 1354, 66 USPQ2d 1331, 1337 (Fed. Cir. 2003);\n Constant v. Advanced Micro-Devices Inc., 848 F.2d 1560, 1570, 7\n USPQ2d 1057, 1063 (Fed. Cir. 1988). For a discussion of admissions as prior art, see\n generally MPEP §\n 2129.\n

    ","rendered_text_plain":"The Office will continue to treat admissions by the applicant as prior art under the AIA. A statement by an applicant in the specification or made during prosecution identifying the work of another as “prior art” is an admission which can be relied upon for both anticipation and obviousness determinations, regardless of whether the admitted prior art would otherwise qualify as prior art under AIA 35 U.S.C. 102. See Riverwood Int'l Corp. v. R.A. Jones & Co., 324 F.3d 1346, 1354, 66 USPQ2d 1331, 1337 (Fed. Cir. 2003); Constant v. Advanced Micro-Devices Inc., 848 F.2d 1560, 1570, 7 USPQ2d 1057, 1063 (Fed. Cir. 1988). For a discussion of admissions as prior art, see generally MPEP § 2129.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23499_382","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_cts44cma"},{"id":"se_mdcpazgt","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_mdcpazgt","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2129","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2129","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2129","section_number":"2129","chapter":"2100","depth":0,"title":"Section 2129","children_ids":[]},{"id":"cs_gp3lyhp6","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_gp3lyhp6","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Riverwood Int'l Corp. v. R.A. Jones & Co., 324 F.3d 1346, 66 USPQ2d 1331 (Fed. Cir. 2003)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Riverwood Int'l Corp. v. R.A. Jones & Co.","all_citations":["324 F.3d 1346","66 USPQ2d 1331"],"canonical_citation":"Riverwood Int'l Corp. v. R.A. Jones & Co., 324 F.3d 1346, 66 USPQ2d 1331 (Fed. Cir. 2003)","decision_year":2003,"court":"Fed. Cir."},{"id":"cs_52465jo3","node_type":"case","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/cs_52465jo3","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"Constant v. Advanced Micro-Devices Inc., 848 F.2d 1560, 7 USPQ2d 1057 (Fed. Cir. 1988)","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"short_name":"Constant v. Advanced Micro-Devices Inc.","all_citations":["848 F.2d 1560","7 USPQ2d 1057"],"canonical_citation":"Constant v. Advanced Micro-Devices Inc., 848 F.2d 1560, 7 USPQ2d 1057 (Fed. Cir. 1988)","decision_year":1988,"court":"Fed. Cir."},{"id":"se_p7ixkyd7","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_p7ixkyd7","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_236db_f9","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_04","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_04","section_number":"2152.04","chapter":"2100","depth":1,"title":"The Meaning of “Disclosure”","children_ids":["pb_e6svafss","pb_s3c7y5ak"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-11.2013"},{"id":"pb_e6svafss","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_e6svafss","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to\n applications subject to examination under the first inventor to file (FITF)\n provisions of the AIA as set forth in 35 U.S.C. 100 (note). See\n MPEP\n § 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 for examination of\n applications subject to pre-AIA 35 U.S.C. 102.]\n

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23735_dd","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_p7ixkyd7"},{"id":"pb_s3c7y5ak","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_s3c7y5ak","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"

    The AIA does not define the term “disclosure,” and\n AIA 35\n U.S.C. 102(a) does not use the term “disclosure.”\n AIA 35\n U.S.C. 102(b)(1) and (b)(2), however, each state\n conditions under which a “disclosure” that otherwise falls within AIA 35 U.S.C.\n 102(a)(1) or 102(a)(2) is not prior art under\n AIA 35\n U.S.C. 102(a)(1) or 102(a)(2). Thus, the Office is\n treating the term “disclosure” as a generic expression intended to encompass the\n documents and activities enumerated in AIA 35 U.S.C. 102(a) (i.e., being\n patented, described in a printed publication, in public use, on sale, or otherwise\n available to the public, or being described in a U.S. patent, U.S. patent application\n publication, or WIPO published application).\n

    ","rendered_text_plain":"The AIA does not define the term “disclosure,” and AIA 35 U.S.C. 102(a) does not use the term “disclosure.” AIA 35 U.S.C. 102(b)(1) and (b)(2), however, each state conditions under which a “disclosure” that otherwise falls within AIA 35 U.S.C. 102(a)(1) or 102(a)(2) is not prior art under AIA 35 U.S.C. 102(a)(1) or 102(a)(2). Thus, the Office is treating the term “disclosure” as a generic expression intended to encompass the documents and activities enumerated in AIA 35 U.S.C. 102(a) (i.e., being patented, described in a printed publication, in public use, on sale, or otherwise available to the public, or being described in a U.S. patent, U.S. patent application publication, or WIPO published application).","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d20033_23738_de","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_p7ixkyd7"},{"id":"se_kg5ymgdt","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_kg5ymgdt","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d2c184_13c9f_236","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_05","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_05","section_number":"2152.05","chapter":"2100","depth":1,"title":"Determining Whether To Apply 35 U.S.C. 102(a)(1) or 102(a)(2)","children_ids":["pb_7j5lagrb","pb_u2z7zj5s","pb_zwaavtwh","pb_zwixcqph","pb_wfquyuuw","pb_jcpqdker","pb_3cw6va4o","pb_dslrjppp","pb_moq64ni5","pb_of2sunqn"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-01.2024"},{"id":"pb_7j5lagrb","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_7j5lagrb","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to applications\n subject to examination under the first inventor to file (FITF) provisions of the AIA\n as set forth in 35 U.S.C. 100 (note). See\n MPEP\n § 2159 et seq. to determine whether an application is\n subject to examination under the FITF provisions, and MPEP §\n 2131-MPEP § 2138 and\n MPEP\n § 2139.02 for examination of applications subject to\n pre-AIA 35\n U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file (FITF) provisions of the AIA as set forth in 35 U.S.C. 100 (note). See MPEP § 2159 et seq. to determine whether an application is subject to examination under the FITF provisions, and MPEP § 2131-MPEP § 2138 and MPEP § 2139.02 for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27e06_152","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"se_kswaud2i","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_kswaud2i","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2139","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2139","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2139","section_number":"2139","chapter":"2100","depth":0,"title":"Section 2139","children_ids":[]},{"id":"pb_u2z7zj5s","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_u2z7zj5s","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"I. 35 U.S.C. 102(a)(1)","rendered_text_plain":"I. 35 U.S.C. 102(a)(1)","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d2c184_13c9f_236/b.0","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"informal_heading","host_section_id":"se_kg5ymgdt","heading_level":2,"heading_text":"I. 35 U.S.C. 102(a)(1)"},{"id":"pb_zwaavtwh","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_zwaavtwh","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    First, the examiner should consider whether the\n reference qualifies as prior art under 35 U.S.C. 102(a)(1). Next the\n examiner must determine if any exceptions in 35 U.S.C.\n 102(b)(1) apply. \n

    ","rendered_text_plain":"First, the examiner should consider whether the reference qualifies as prior art under 35 U.S.C. 102(a)(1). Next the examiner must determine if any exceptions in 35 U.S.C. 102(b)(1) apply.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27c64_167","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"pb_zwixcqph","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_zwixcqph","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    Patents claiming or describing the claimed inventions,\n descriptions of the claimed invention in a printed publication, public use of the\n claimed invention, placing the claimed invention on sale, and otherwise making the\n claimed invention available to the public qualify as prior art under\n 35\n U.S.C. 102(a)(1) if the reference predates the effective filing\n date of the claim. The sale or use of the invention need not occur in the United\n States to qualify. See MPEP § 2152.\n

    ","rendered_text_plain":"Patents claiming or describing the claimed inventions, descriptions of the claimed invention in a printed publication, public use of the claimed invention, placing the claimed invention on sale, and otherwise making the claimed invention available to the public qualify as prior art under 35 U.S.C. 102(a)(1) if the reference predates the effective filing date of the claim. The sale or use of the invention need not occur in the United States to qualify. See MPEP § 2152.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27c88_2f2","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"pb_wfquyuuw","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_wfquyuuw","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    A disclosure in a potential prior art reference within\n the one-year grace period is excepted as prior art under 35 U.S.C.\n 102(b)(1)(A) if the disclosure was the inventor’s or at least\n one joint inventor’s own work that was publicly disclosed by the inventor, a joint\n inventor, or another who obtained the subject matter directly or indirectly from the\n inventor or joint inventor. 35 U.S.C. 102(b)(1)(A) provides\n that a disclosure which would otherwise qualify as prior art under 35 U.S.C.\n 102(a)(1) is not prior art if the disclosure was made: (1) one\n year or less before the effective filing date of the claimed invention; and (2) by\n the inventor or a joint inventor, or by another who obtained the subject matter\n directly or indirectly from the inventor or joint inventor. See MPEP §\n 2153.01(a).\n

    ","rendered_text_plain":"A disclosure in a potential prior art reference within the one-year grace period is excepted as prior art under 35 U.S.C. 102(b)(1)(A) if the disclosure was the inventor’s or at least one joint inventor’s own work that was publicly disclosed by the inventor, a joint inventor, or another who obtained the subject matter directly or indirectly from the inventor or joint inventor. 35 U.S.C. 102(b)(1)(A) provides that a disclosure which would otherwise qualify as prior art under 35 U.S.C. 102(a)(1) is not prior art if the disclosure was made: (1) one year or less before the effective filing date of the claimed invention; and (2) by the inventor or a joint inventor, or by another who obtained the subject matter directly or indirectly from the inventor or joint inventor. See MPEP § 2153.01(a).","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27cd8_207","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"se_ol4irulc","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_ol4irulc","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"stub-2153","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2153","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2153","section_number":"2153","chapter":"2100","depth":0,"title":"Section 2153","children_ids":[]},{"id":"pb_jcpqdker","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_jcpqdker","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    Disclosures in potential prior art references within\n the one-year grace period are also excepted as prior art under 35 U.S.C.\n 102(b)(1)(B) if the reference discloses subject matter that was\n previously publicly disclosed by the inventor, a joint inventor, or another who\n obtained the subject matter directly or indirectly from the inventor or joint\n inventor. Specifically, 35 U.S.C. 102(b)(1)(B) provides\n that a disclosure which would otherwise qualify as prior art under 35 U.S.C.\n 102(a)(1) (patent, printed publication, public use, sale, or\n other means of public availability) is excepted as prior art if: (1) the disclosure\n was made one year or less before the effective filing date of the claimed invention;\n and (2) the subject matter disclosed had been previously publicly disclosed by the\n inventor, a joint inventor, or another who obtained the subject matter directly or\n indirectly from the inventor or joint inventor. See MPEP §§\n 2153.02 and 717.01(b)(2).\n

    ","rendered_text_plain":"Disclosures in potential prior art references within the one-year grace period are also excepted as prior art under 35 U.S.C. 102(b)(1)(B) if the reference discloses subject matter that was previously publicly disclosed by the inventor, a joint inventor, or another who obtained the subject matter directly or indirectly from the inventor or joint inventor. Specifically, 35 U.S.C. 102(b)(1)(B) provides that a disclosure which would otherwise qualify as prior art under 35 U.S.C. 102(a)(1) (patent, printed publication, public use, sale, or other means of public availability) is excepted as prior art if: (1) the disclosure was made one year or less before the effective filing date of the claimed invention; and (2) the subject matter disclosed had been previously publicly disclosed by the inventor, a joint inventor, or another who obtained the subject matter directly or indirectly from the inventor or joint inventor. See MPEP §§ 2153.02 and 717.01(b)(2).","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27d4c_2e5","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"pb_3cw6va4o","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_3cw6va4o","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"II. 35 U.S.C. 102(a)(2)","rendered_text_plain":"II. 35 U.S.C. 102(a)(2)","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d2c184_13c9f_236/b.2","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"informal_heading","host_section_id":"se_kg5ymgdt","heading_level":2,"heading_text":"II. 35 U.S.C. 102(a)(2)"},{"id":"pb_dslrjppp","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_dslrjppp","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    First, the examiner should consider whether the\n reference qualifies as prior art under 35 U.S.C. 102(a)(2). Next the\n examiner must determine if any exceptions in 35 U.S.C.\n 102(b)(2) apply. \n

    ","rendered_text_plain":"First, the examiner should consider whether the reference qualifies as prior art under 35 U.S.C. 102(a)(2). Next the examiner must determine if any exceptions in 35 U.S.C. 102(b)(2) apply.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27fa7_14e","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"pb_moq64ni5","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_moq64ni5","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    U.S. patents, U.S. patent applications published under\n 35 U.S.C.\n 122(b), and international patent applications designating the\n United States that are published under the Patent Cooperation Treaty to another are\n prior art under 35 U.S.C. 102(a)(2) if the\n effectively filed date of the disclosure of the reference is before the effective\n filing date of the claimed invention, unless an exception under 35 U.S.C.\n 102(b)(2) applies. Even if the issue or publication date of the\n reference is not before the effective filing date of the claimed invention, such that\n the reference does not qualify as 102(a)(1) prior art, the\n reference may still be applicable as prior art under 35 U.S.C.\n 102(a)(2) if it was “effectively filed” before the effective\n filing date of the claimed invention with respect to the subject matter relied upon\n to reject the claim. MPEP § 2152.01 discusses the\n “effective filing date” of a claimed invention. 35 U.S.C.\n 102(d) sets forth the criteria to determine when subject matter\n described in a U.S. patent, U.S. patent application publication, or WIPO published\n application was “effectively filed” for purposes of 35 U.S.C.\n 102(a)(2). See MPEP §\n 2154.\n

    ","rendered_text_plain":"U.S. patents, U.S. patent applications published under 35 U.S.C. 122(b), and international patent applications designating the United States that are published under the Patent Cooperation Treaty to another are prior art under 35 U.S.C. 102(a)(2) if the effectively filed date of the disclosure of the reference is before the effective filing date of the claimed invention, unless an exception under 35 U.S.C. 102(b)(2) applies. Even if the issue or publication date of the reference is not before the effective filing date of the claimed invention, such that the reference does not qualify as 102(a)(1) prior art, the reference may still be applicable as prior art under 35 U.S.C. 102(a)(2) if it was “effectively filed” before the effective filing date of the claimed invention with respect to the subject matter relied upon to reject the claim. MPEP § 2152.01 discusses the “effective filing date” of a claimed invention. 35 U.S.C. 102(d) sets forth the criteria to determine when subject matter described in a U.S. patent, U.S. patent application publication, or WIPO published application was “effectively filed” for purposes of 35 U.S.C. 102(a)(2). See MPEP § 2154.","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_27fee_15b","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"st_istp6f7t","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_istp6f7t","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"122","subsection_path":["b"],"canonical_citation":"35 U.S.C. 122(b)"},{"id":"st_jtn6l5rz","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_jtn6l5rz","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"102","subsection_path":["d"],"canonical_citation":"35 U.S.C. 102(d)"},{"id":"pb_of2sunqn","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_of2sunqn","effective_range":{"start_revision":"R-01.2024","end_revision":null},"rendered_text_html":"

    Disclosures in potential prior art references are not\n prior art under 35 U.S.C. 102(a)(2) if one of the\n three exception provisions of 35 U.S.C. 102(b)(2) applies.\n 35\n U.S.C. 102(b)(2)(A) limits the use of an inventor’s or at least\n one joint inventor’s own work as prior art when the inventor’s or at least one joint\n inventor’s own work is disclosed in a U.S. patent, U.S. patent application\n publication, or WIPO published application by another who obtained the subject matter\n directly or indirectly from the inventor or joint inventor. 35 U.S.C.\n 102(b)(2)(B) excepts as prior art subject matter that was\n effectively filed by another after the subject matter had been publicly disclosed by\n the inventor, a joint inventor, or another who obtained the subject matter directly\n or indirectly from the inventor or joint inventor. 35 U.S.C.\n 102(b)(2)(C) excepts subject matter disclosed in a U.S. patent,\n U.S. patent application publication, or WIPO published application from constituting\n prior art under 35 U.S.C. 102(a)(2) if the\n subject matter disclosed and the claimed invention, not later than the effective\n filing date of the claimed invention, “were owned by the same person or subject to an\n obligation of assignment to the same person.” 35 U.S.C.\n 102(b)(2)(C) resembles pre-AIA 35 U.S.C. 103(c) in that\n both concern common ownership, and both offer an avenue by which an applicant may\n avoid certain disclosures that are commonly owned or deemed commonly owned. However,\n there are significant differences between 35 U.S.C.\n 102(b)(2)(C) and pre-AIA 35 U.S.C. 103(c). See\n MPEP\n § 2154.02(b).\n

    ","rendered_text_plain":"Disclosures in potential prior art references are not prior art under 35 U.S.C. 102(a)(2) if one of the three exception provisions of 35 U.S.C. 102(b)(2) applies. 35 U.S.C. 102(b)(2)(A) limits the use of an inventor’s or at least one joint inventor’s own work as prior art when the inventor’s or at least one joint inventor’s own work is disclosed in a U.S. patent, U.S. patent application publication, or WIPO published application by another who obtained the subject matter directly or indirectly from the inventor or joint inventor. 35 U.S.C. 102(b)(2)(B) excepts as prior art subject matter that was effectively filed by another after the subject matter had been publicly disclosed by the inventor, a joint inventor, or another who obtained the subject matter directly or indirectly from the inventor or joint inventor. 35 U.S.C. 102(b)(2)(C) excepts subject matter disclosed in a U.S. patent, U.S. patent application publication, or WIPO published application from constituting prior art under 35 U.S.C. 102(a)(2) if the subject matter disclosed and the claimed invention, not later than the effective filing date of the claimed invention, “were owned by the same person or subject to an obligation of assignment to the same person.” 35 U.S.C. 102(b)(2)(C) resembles pre-AIA 35 U.S.C. 103(c) in that both concern common ownership, and both offer an avenue by which an applicant may avoid certain disclosures that are commonly owned or deemed commonly owned. However, there are significant differences between 35 U.S.C. 102(b)(2)(C) and pre-AIA 35 U.S.C. 103(c). See MPEP § 2154.02(b).","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ef_28003_233","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kg5ymgdt"},{"id":"st_3d3uv4pd","node_type":"statute","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/st_3d3uv4pd","effective_range":{"start_revision":"R-11.2013","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"authority":"us_usc","authority_title_num":"35","authority_section_num":"103","subsection_path":["c"],"canonical_citation":"35 U.S.C. 103(c)"},{"id":"se_noqsronx","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_noqsronx","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d2c184_13ec5_303","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_06","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_06","section_number":"2152.06","chapter":"2100","depth":1,"title":"Overcoming a 35 U.S.C. 102(a)(1) or 102(a)(2) Rejection","children_ids":["pb_pwfd67yd","pb_bpf3qhlz","ls_iqyrvlyt","pb_6gzo2i7a"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-07.2022"},{"id":"pb_pwfd67yd","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_pwfd67yd","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    [Editor Note: This MPEP section is only applicable to applications\n subject to examination under the first inventor to file provisions of the AIA as\n explained in 35 U.S.C. 100 (note) and\n MPEP\n § 2159. See MPEP §\n 2139 et seq. for examination of applications subject to\n pre-AIA 35\n U.S.C. 102.]

    ","rendered_text_plain":"[Editor Note: This MPEP section is only applicable to applications subject to examination under the first inventor to file provisions of the AIA as explained in 35 U.S.C. 100 (note) and MPEP § 2159. See MPEP § 2139 et seq. for examination of applications subject to pre-AIA 35 U.S.C. 102.]","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_14c1b_2ba","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_noqsronx"},{"id":"pb_bpf3qhlz","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_bpf3qhlz","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    In addition to persuasively arguing that the claims are\n patentably distinguishable over the prior art or amending the claims to overcome the\n prior art rejection, a rejection under 35 U.S.C. 102(a)(1) or\n 102(a)(2) can be overcome by:\n

    ","rendered_text_plain":"In addition to persuasively arguing that the claims are patentably distinguishable over the prior art or amending the claims to overcome the prior art rejection, a rejection under 35 U.S.C. 102(a)(1) or 102(a)(2) can be overcome by:","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_14d5f_29d","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_noqsronx"},{"id":"ls_iqyrvlyt","node_type":"list","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/ls_iqyrvlyt","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_14da2_1b7","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_style":"alpha_upper","nesting_depth":1,"parent_list_item_id":null,"host_section_id":"se_noqsronx","item_ids":["li_efsewuq6","li_c3zisjl2","li_a6supf7l","li_sp5swn5c","li_e7puwhr2"]},{"id":"li_efsewuq6","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_efsewuq6","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (A) Submitting a benefit claim under 35 U.S.C.\n 120 within the time period set in 37 CFR\n 1.78 by providing the required reference to a prior\n application in a corrected application data sheet under 37 CFR 1.76\n and by establishing that the prior application satisfies the enablement and\n written description requirements of 35 U.S.C. 112(a), or filing a\n grantable petition to accept an unintentionally delayed benefit claim under\n 37 CFR\n 1.78. See MPEP §\n 211et seq.; or\n
    • ","rendered_text_plain":"(A) Submitting a benefit claim under 35 U.S.C. 120 within the time period set in 37 CFR 1.78 by providing the required reference to a prior application in a corrected application data sheet under 37 CFR 1.76 and by establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112(a), or filing a grantable petition to accept an unintentionally delayed benefit claim under 37 CFR 1.78. See MPEP § 211et seq.; or","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_14da2_1b7","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(A)","enumerator_ordinal":0,"parent_list_id":"ls_iqyrvlyt"},{"id":"li_c3zisjl2","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_c3zisjl2","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (B) Submitting a benefit claim under 35 U.S.C.\n 119(e) within the time period set in 37 CFR\n 1.78 by providing the required reference to a prior\n provisional application in a corrected application data sheet under\n 37 CFR 1.76\n and by establishing that the prior application satisfies the\n enablement and written description requirements of 35 U.S.C.\n 112(a) or filing a grantable petition to accept an\n unintentionally delayed benefit claim under 37 CFR\n 1.78. See MPEP §\n 211et seq.; or\n
    • ","rendered_text_plain":"(B) Submitting a benefit claim under 35 U.S.C. 119(e) within the time period set in 37 CFR 1.78 by providing the required reference to a prior provisional application in a corrected application data sheet under 37 CFR 1.76 and by establishing that the prior application satisfies the enablement and written description requirements of 35 U.S.C. 112(a) or filing a grantable petition to accept an unintentionally delayed benefit claim under 37 CFR 1.78. See MPEP § 211et seq.; or","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_1607d_3c1","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(B)","enumerator_ordinal":1,"parent_list_id":"ls_iqyrvlyt"},{"id":"li_a6supf7l","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_a6supf7l","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (C) Submitting a claim to priority under\n 35 U.S.C.\n 119(a) - (d) within the time period set\n in 37 CFR\n 1.55 by identifying a prior foreign application in a\n corrected application data sheet under 37 CFR 1.76 and by\n establishing that the prior foreign application satisfies the enablement and\n written description requirements of 35 U.S.C. 112(a) or filing a\n grantable petition to accept a delayed priority claim under 37 CFR\n 1.55. See MPEP §§\n 213 - 216. The foreign priority filing date must antedate the\n reference and be perfected. The filing date of the priority document is not\n perfected unless applicant has filed a certified priority document in the\n application (and an English language translation, if the document is not in\n English) (see 37 CFR 1.55(g)); or\n
    • ","rendered_text_plain":"(C) Submitting a claim to priority under 35 U.S.C. 119(a) - (d) within the time period set in 37 CFR 1.55 by identifying a prior foreign application in a corrected application data sheet under 37 CFR 1.76 and by establishing that the prior foreign application satisfies the enablement and written description requirements of 35 U.S.C. 112(a) or filing a grantable petition to accept a delayed priority claim under 37 CFR 1.55. See MPEP §§ 213 - 216. The foreign priority filing date must antedate the reference and be perfected. The filing date of the priority document is not perfected unless applicant has filed a certified priority document in the application (and an English language translation, if the document is not in English) (see 37 CFR 1.55(g)); or","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_192d5_199","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(C)","enumerator_ordinal":2,"parent_list_id":"ls_iqyrvlyt"},{"id":"li_sp5swn5c","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_sp5swn5c","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (D) Filing an affidavit or declaration under\n 37 CFR\n 1.130 to establish that an applied disclosure that was not\n made under 35 U.S.C. 102(a)(1) more than\n one year before the effective filing date of the claimed invention is not prior\n art under 35 U.S.C. 102(a) due to an\n exception listed in 35 U.S.C. 102(b). Under\n 37 CFR\n 1.130(a), an affidavit or declaration of attribution may be\n submitted to except a disclosure as prior art because it was made by the inventor\n or a joint inventor, or the subject matter disclosed was obtained directly or\n indirectly from the inventor or a joint inventor. Under 37 CFR\n 1.130(b), an affidavit or declaration of prior public\n disclosure may be submitted to except an intervening disclosure as prior art if\n the subject matter disclosed had been publicly disclosed by the inventor or a\n joint inventor or another who obtained the subject matter disclosed directly or\n indirectly from the inventor or joint inventor (1) before the date the intervening\n disclosure was made on which the rejection is based, or (2) before the date the\n subject matter in the U.S. patent, U.S. patent application publication, or WIPO\n published application on which the rejection is based was effectively filed. See\n MPEP §§ 717 and 2155; or\n
    • ","rendered_text_plain":"(D) Filing an affidavit or declaration under 37 CFR 1.130 to establish that an applied disclosure that was not made under 35 U.S.C. 102(a)(1) more than one year before the effective filing date of the claimed invention is not prior art under 35 U.S.C. 102(a) due to an exception listed in 35 U.S.C. 102(b). Under 37 CFR 1.130(a), an affidavit or declaration of attribution may be submitted to except a disclosure as prior art because it was made by the inventor or a joint inventor, or the subject matter disclosed was obtained directly or indirectly from the inventor or a joint inventor. Under 37 CFR 1.130(b), an affidavit or declaration of prior public disclosure may be submitted to except an intervening disclosure as prior art if the subject matter disclosed had been publicly disclosed by the inventor or a joint inventor or another who obtained the subject matter disclosed directly or indirectly from the inventor or joint inventor (1) before the date the intervening disclosure was made on which the rejection is based, or (2) before the date the subject matter in the U.S. patent, U.S. patent application publication, or WIPO published application on which the rejection is based was effectively filed. See MPEP §§ 717 and 2155; or","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_19715_2fd","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(D)","enumerator_ordinal":3,"parent_list_id":"ls_iqyrvlyt"},{"id":"li_e7puwhr2","node_type":"list_item","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/li_e7puwhr2","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"
  • (E) Establishing common ownership or establishing\n evidence of a Joint Research Agreement to overcome a 35 U.S.C.\n 102(a)(2) rejection or a 35 U.S.C.\n 103 rejection based on prior art under 35 U.S.C.\n 102(a)(2) by establishing entitlement to the\n 35\n U.S.C. 102(b)(2)(C) exception. See MPEP §§\n 717.02 and 2154.02(c).\n
    • ","rendered_text_plain":"(E) Establishing common ownership or establishing evidence of a Joint Research Agreement to overcome a 35 U.S.C. 102(a)(2) rejection or a 35 U.S.C. 103 rejection based on prior art under 35 U.S.C. 102(a)(2) by establishing entitlement to the 35 U.S.C. 102(b)(2)(C) exception. See MPEP §§ 717.02 and 2154.02(c).","provenance":{"source_file":"s2152.html","source_anchor":"ch700_d222ed_198ab_171","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"enumerator_label":"(E)","enumerator_ordinal":4,"parent_list_id":"ls_iqyrvlyt"},{"id":"pb_6gzo2i7a","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_6gzo2i7a","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    Note that all of the ways of overcoming a\n 35 U.S.C.\n 102(a)(1) or 102(a)(2) rejection mentioned in\n this subsection may also be used to overcome a rejection under 35 U.S.C. 103 that is\n based on 35\n U.S.C. 102(a)(1) or 102(a)(2) prior art. \n

    ","rendered_text_plain":"Note that all of the ways of overcoming a 35 U.S.C. 102(a)(1) or 102(a)(2) rejection mentioned in this subsection may also be used to overcome a rejection under 35 U.S.C. 103 that is based on 35 U.S.C. 102(a)(1) or 102(a)(2) prior art.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_p_35c9a_24df4_2eb","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_noqsronx"},{"id":"se_kbt25rgg","node_type":"section","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/se_kbt25rgg","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_d2c184_13ef2_3e4","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_07","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!sec_2152_07","section_number":"2152.07","chapter":"2100","depth":1,"title":"Form Paragraphs for Use in Rejections Under AIA 35 U.S.C. 102","children_ids":["pb_eixrmsar","fp_bdjlk4mm","fp_hwlhf3ry","fp_nw4yejls","fp_gmvd3j67","fp_w3kxfi6q","fp_4fzpdrlk","fp_ao5er4dx","fp_kfowlppb","fp_k4gfpsfc","fp_avamc5qu","fp_ovodfecq","fp_pzvalbww"],"parent_section_id":"se_sxxjixdk","revision_tag":"R-07.2022"},{"id":"pb_eixrmsar","node_type":"prose_block","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/pb_eixrmsar","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"

    The following form paragraphs should be used in making\n the appropriate rejections. Note that the particular part of the reference relied upon\n to support the rejection should be identified. \n

    ","rendered_text_plain":"The following form paragraphs should be used in making the appropriate rejections. Note that the particular part of the reference relied upon to support the rejection should be identified.","provenance":{"source_file":"s2152.html","source_anchor":"ch2100_p_2c184_13f34_c3","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"kind":"narrative","host_section_id":"se_kbt25rgg"},{"id":"fp_bdjlk4mm","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_bdjlk4mm","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.06","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_06","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_06","form_paragraph_number":"7.06","title":"Notice re prior art available under both pre-AIA and AIA","body_html":"

    In the event the determination of the status of the application as subject\n to AIA 35 U.S.C.\n 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102\n and 103)\n is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA) for\n the rejection will not be considered a new ground of rejection if the prior art relied upon,\n and the rationale supporting the rejection, would be the same under either status.\n

    ","placeholders":[],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_hwlhf3ry","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_hwlhf3ry","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.07.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_07","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_07","form_paragraph_number":"7.07","title":"Statement of Statutory Basis, 35 U.S.C. 102","body_html":"

    The following is a quotation of the appropriate paragraphs\n of 35 U.S.C.\n 102 that form the basis for the rejections under this section made in\n this Office action:\n

    A person shall be entitled to a patent\n unless—\n

    ","placeholders":[],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_nw4yejls","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_nw4yejls","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.08.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_08","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_08","form_paragraph_number":"7.08","title":"102(a)(1), Activity Before the Effective Filing Date of Claimed Invention","body_html":"

    (a)(1) the claimed invention was patented, described in a printed\n publication, or in public use, on sale, or otherwise available to the public before the\n effective filing date of the claimed invention. \n

    ","placeholders":[],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_gmvd3j67","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_gmvd3j67","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.12.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_12","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_12","form_paragraph_number":"7.12","title":"102(a)(2), U.S. Patent, U.S. Patent Application Publication or WIPO Published Application That Names Another Inventor and Has an Earlier Effectively Filed Date","body_html":"

    (a)(2) the claimed invention was described in a patent issued under\n section 151, or in an application for patent published or deemed published\n under section\n 122(b), in which the patent or application, as the case may be, names\n another inventor and was effectively filed before the effective filing date of the claimed\n invention. \n

    ","placeholders":[],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_w3kxfi6q","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_w3kxfi6q","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.14.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_14","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_14","form_paragraph_number":"7.14","title":"Pre-AIA 102(g), Priority of Invention","body_html":"

    (g)(1) during the course of an interference conducted under\n section 135 or section 291, another inventor involved therein\n establishes, to the extent permitted in section 104, that before such person’s invention\n thereof the invention was made by such other inventor and not abandoned, suppressed, or\n concealed, or (2) before such person’s invention thereof, the invention was made in this\n country by another inventor who had not abandoned, suppressed, or concealed it. In determining\n priority of invention under this subsection, there shall be considered not only the respective\n dates of conception and reduction to practice of the invention, but also the reasonable\n diligence of one who was first to conceive and last to reduce to practice, from a time prior\n to conception by the other.\n

    A rejection on this statutory basis (35 U.S.C. 102(g)\n as in force on March 15, 2013) is appropriate in an application or patent that is examined\n under the first to file provisions of the AIA if it also contains or contained at any time (1)\n a claim to an invention having an effective filing date as defined in 35 U.S.C.\n 100(i) that is before March 16, 2013 or (2) a specific reference under\n 35 U.S.C.\n 120, 121, or 365(c) to any patent or\n application that contains or contained at any time such a claim.\n

    ","placeholders":[],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_4fzpdrlk","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_4fzpdrlk","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.15.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_15","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_15","form_paragraph_number":"7.15","title":"Rejection, 35 U.S.C. 102(a)(1)/102(a)(2)","body_html":"

    Claim(s) [1] is/are rejected under 35 U.S.C. 102[2] as being [3] by [4]. \n

    ","placeholders":[{"index":1,"position_in_text":9,"inferred_slot_type":null},{"index":2,"position_in_text":48,"inferred_slot_type":null},{"index":3,"position_in_text":61,"inferred_slot_type":null},{"index":4,"position_in_text":68,"inferred_slot_type":null}],"appears_in_section_ids":["se_kbt25rgg"]},{"id":"fp_ao5er4dx","node_type":"form_paragraph","corpus_id":"mpep-e9r01-2024-html","opaque_url":"https://mpep.io/n/fp_ao5er4dx","effective_range":{"start_revision":"R-07.2022","end_revision":null},"rendered_text_html":"","rendered_text_plain":"","provenance":{"source_file":"s2152.html","source_anchor":"fp7.15.01.aia","source_sha256":"c73292f612e5eec5118c8aca6859581bdc5c135c0a831e45aa85a8f7a210a765"},"akn_urn":"/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_15_01","canonical_url":"https://mpep.io/akn/us/statement/manual/uspto/2024/mpep/eng@2024-02-29!fp_7_15_01","form_paragraph_number":"7.15.01","title":"Provisional Rejection, 35 U.S.C. 102(a)(2) - Common Assignee, Common Applicant, or At Least One Common (Joint) Inventor","body_html":"

    Claim(s) [1] is/are provisionally rejected under\n 35 U.S.C.\n 102(a)(2) as being anticipated by copending Application No.\n [2] which has a common [3] with the instant application.\n

    The copending application would constitute prior art under\n 35 U.S.C.\n 102(a)(2) if published under 35 U.S.C. 122(b) or patented under\n 35 U.S.C.\n 151. This provisional rejection under 35 U.S.C.\n 102(a)(2) is based upon a presumption of future publication or patenting\n of the copending application. [4].\n

    This provisional rejection under 35 U.S.C.\n 102(a)(2) might be overcome by: (1) a showing under 37 CFR 1.130(a) that the\n subject matter disclosed in the copending application was obtained directly or indirectly from\n the inventor or a joint inventor of this application and is thus not prior art in accordance\n with 35 U.S.C.\n 102(b)(2)(A); (2) a showing under 37 CFR 1.130(b) of a prior public\n disclosure under 35 U.S.C. 102(b)(2)(B); or (3) a statement pursuant to\n 35 U.S.C.\n 102(b)(2)(C) establishing that, not later than the effective filing date\n of the claimed invention, the subject matter disclosed in the copending application and the\n claimed invention were either owned by the same person or subject to an obligation of\n assignment to the same person or subject to a joint research agreement. \n

    This rejection may not be overcome by the filing of a terminal\n disclaimer. See In re Bartfeld, 925 F.2d 1450, 17 USPQ2d 1885 (Fed. Cir.\n 1991).\n

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    Claim(s) [1] is/are rejected under 35 U.S.C.\n 102(a)(2) as being [2] by [3].\n

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